股本结构

单位:万股
公告日期 2023-11-07 2023-08-09 2023-08-09 2023-04-28 2023-05-09 2023-03-01
证券总股本 9351.43 9329.08 9323.66 7593.42 7583.48 7566.88
普通股本 9351.43 9329.08 9323.66 7593.42 7583.48 7566.88
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2023-09-30 2023-08-08 2023-06-30 2023-04-24 2023-03-31 2022-12-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2023-11-07 9351.43 未披露
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From June 30, 2023 to September 30, 2023 Exercise of options Issue of restricted common stock
2023-09-30
2023-08-09 9329.08 未披露 定期报告 2023-08-08
2023-08-09 9323.66 未披露
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From March 31, 2023 to June 30, 2023 Exercise of options Senior Note Converted
2023-06-30
2023-04-28 7593.42 未披露 定期报告 2023-04-24
2023-05-09 7583.48 未披露
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From January 1, 2023 to March 31, 2023 Exercise of options
2023-03-31
2023-03-01 7566.88 未披露
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From December 31, 2021 to December 31, 2022 Exercise of warrants Exercise of options Conversion of Series A Preferred stock to common stock Conversion of Convertible Senior Notes to common, net
2022-12-31
2022-11-08 7566.88 未披露 定期报告 2022-11-07
2022-11-08 7560.88 未披露
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From June 30, 2022 to September 30, 2022 Exercise of options to common Exercise of warrants
2022-09-30
2022-08-09 7560.88 未披露 定期报告 2022-08-08
2022-07-08 7553.40 未披露 定期报告 2022-07-08
2022-08-09 7550.90 未披露
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From March 31, 2022 to June 30, 2022 Conversion of Convertible Senior Notes to common Conversion of Series A Preferred stock to common
2022-06-30
2022-05-10 6458.10 未披露 定期报告 2022-05-09
2022-05-02 6450.32 38.06 定期报告 2022-04-26
2022-05-10 6446.57 38.06
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From January 1, 2022 to March 31, 2022 Exercise of options Exercise of warrants Conversion of Series A Preferred stock to common
2022-03-31
2022-03-14 6335.24 未披露 定期报告 2022-03-11
2022-03-14 6328.80 38.56
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From December 31, 2020 to December 31, 2021 Conversion of B1 Preferred Stock to common stock Exercise of B1 warrants Exercise of options Conversion of Series A Preferred stock to common stock Conversion of Series B Preferred Stock to common stock
2021-12-31
2021-12-10 6328.80 38.56 定期报告 2021-12-06
2021-10-26 6328.42 38.56 定期报告 2021-10-25
2021-11-09 6300.38 38.56
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From June 30, 2021 to September 30, 2021 Exercise of options to common Exercise of B1 warrants Conversion of Series B Preferred stock to common Conversion of Series A Preferred stock to common
2021-09-30
2021-09-07 6129.55 38.56 定期报告 2021-09-02
2021-08-10 6094.20 未披露 定期报告 2021-08-09
2021-08-10 5990.92 39.16
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From March 31, 2021 to June 30, 2021 Exercise of options to common Exercise of B1 warrants Conversion of Series A Preferred stock to common Conversion of Series B Preferred stock to common Conversion of Series B1 Preferred stock to common
2021-06-30
2021-05-13 5174.25 795.30
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From January 1, 2021 to March 31, 2021 Exercise of options Exercise of B1 warrants Exchanges of Series B Preferred stock to common Conversion of Series B Preferred stock to common Conversion of Series B1 Preferred stock to common
2021-03-31
2021-04-07 5174.25 795.30 定期报告 2021-03-30
2021-03-09 4988.89 未披露 定期报告 2021-03-08
2021-03-09 4555.48 1192.22
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From December 31, 2019 to December 31, 2020 Conversion of B1 Preferred Stock to common
2020-12-31
2020-11-10 4555.48 1164.16 定期报告 2020-09-30
2020-08-11 4555.48 1147.09 定期报告 2020-06-30
2020-04-29 4555.48 1147.09 定期报告 2020-04-27
2020-05-14 4555.48 1130.75
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From January 1, 2020 to March 31, 2020 Conversion of Series B1 Preferred stock to common
2020-03-31
2020-03-04 4555.48 未披露 定期报告 2020-03-03
2020-03-04 4339.56 1327.40
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from December 31, 2018 to December 31, 2019 Exercise of options to common Issuance of common stock and warrants Conversion of B1 Preferred Stock to common
2019-12-31
2019-11-08 4184.94 1460.73
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from June 30, 2019 to September 30, 2019 Exercise of options to common Issuance of common stock and warrants
2019-09-30
2019-08-07 4034.94 未披露 定期报告 2019-08-06
2019-08-07 4034.69 1439.77
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from March 31, 2019 to June 30, 2019 Exercise of options to common
2019-06-30
2019-04-29 4027.10 1439.77 定期报告 2019-04-26
2019-05-08 4027.10 1419.11
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From January 1, 2019 to March 31, 2019 Conversion of Series B1 Preferred stock to common
2019-03-31
2019-03-06 4017.48 1428.72 定期报告 2019-03-05
2019-03-06 4017.48 1408.23
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From December 31, 2017 to December 31, 2018 Dividends on Series B and B1 Preferred Stock Conversion of B1 Preferred Stock to common Conversion of Series B Preferred Stock to common Exercise of options to common Conversion of Series A Preferred Stock to common Conversion of Series C Preferred Stock to common Issue of common stock from Nickco contingent consideration
2018-12-31
2018-11-06 4000.75 未披露 定期报告 2018-11-05
2018-11-06 3884.09 1504.57 定期报告 2018-09-30
2018-08-09 3502.50 未披露 定期报告 2018-08-08
2018-08-09 3335.75 1705.65 定期报告 2018-06-30
2018-05-15 3335.73 未披露 定期报告 2018-05-14
2018-04-30 3332.36 1709.02 定期报告 2018-04-26
2018-05-15 3315.82 1691.21 定期报告 2018-03-31
2018-03-07 3315.82 未披露 定期报告 2018-03-06
2018-03-07 3265.82 1706.47
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from December 31, 2016 to December 31, 2017 Return of common shares for Safety-Kleen/Bango Sale Escrow Conversion of Series A Preferred stock to common Conversion of Series B-1 Preferred stock to common Common shares for Nickco Acquisition
2017-12-31
2017-11-07 3265.82 未披露 定期报告 2017-11-06
2017-11-07 3265.51 1672.77 定期报告 2017-09-30
2017-08-08 3265.51 1639.47 定期报告 2017-06-30
2017-04-27 3199.91 1640.08 定期报告 2017-04-26
2017-05-10 3214.91 1640.08 定期报告 2017-03-31
2017-03-14 3315.14 1603.63
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From December 31, 2015 to December 31, 2016 Exercise of stock options and warrants Issuance of common stock to pay "rent" prior to Bango Sale Issuance of restricted common stock - Bango Sale Conversion of Series A Preferred stock to common Issuance of Series C Preferred stock Conversion of Series C Preferred stock to common Conversion of Series B & B-1 Preferred stock to common
2016-12-31
2016-11-03 3315.14 未披露 定期报告 2016-11-02
2016-11-03 3100.89 1792.11 定期报告 2016-09-30
2016-08-17 2975.00 1792.11 定期报告 2016-08-16
2016-08-11 3100.89 未披露 定期报告 2016-08-08
2016-08-11 2976.57 1777.28 定期报告 2016-06-30
2016-06-10 2850.68 1777.28 定期报告 2016-06-10
2016-04-25 2850.68 894.42 定期报告 2016-04-21
2016-05-12 2976.57 882.00 定期报告 2016-03-31
2016-04-04 2976.57 未披露 定期报告 2016-03-30
2016-04-04 2823.93 877.38
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from December 31, 2014 to December 31, 2015 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common Conversion of preferred B stock to common
2015-12-31
2015-11-09 2821.43 864.52
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from January 1, 2015 to September 30, 2015 Issuance of restricted common stock Conversion of preferred A stock to common Conversion of Preferred B stock to common
2015-09-30
2015-07-27 2818.18 867.75 定期报告 2015-07-27
2015-08-11 2818.18 867.75
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from January 1, 2015 to June 30, 2015 Issuance of restricted common stock Conversion of preferred A stock to common
2015-06-30
2015-04-21 2818.18 61.29 定期报告 2015-04-21
2015-05-19 2812.56 61.29
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from December 31, 2014 to March 31, 2015 Conversion of preferred A stock to common
2015-03-31
2015-03-31 2812.56 未披露 定期报告 2015-03-30
2015-03-31 2810.81 63.04
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from December 31, 2013 to December 31, 2014 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common
2014-12-31
2014-11-14 2541.79 未披露 定期报告 2014-11-08
2014-11-13 2541.42 63.04 定期报告 2014-09-30
2014-08-14 2504.22 未披露 定期报告 2014-08-12
2014-07-18 2502.55 67.25 定期报告 2014-07-17
2014-08-14 2501.95 67.56 定期报告 2014-06-30
2014-05-13 2251.47 未披露 定期报告 2014-05-07
2014-04-23 2190.97 77.93 定期报告 2014-04-18
2014-05-13 2126.77 127.93 定期报告 2014-03-31
2014-03-25 2123.85 未披露 定期报告 2014-03-19
2014-03-25 2120.56 131.90
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from December 31, 2012 to December 31, 2013 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common
2013-12-31
2013-11-06 1780.80 未披露 定期报告 2013-11-05
2013-11-06 1780.47 132.38 定期报告 2013-09-30
2013-08-14 1768.57 未披露 定期报告 2013-08-03
2013-08-14 1767.07 134.52 定期报告 2013-06-30
2013-06-05 1738.66 135.13 定期报告 2013-06-05
2013-05-07 1738.54 未披露 定期报告 2013-04-25
2013-04-26 1731.89 136.90 定期报告 2013-04-18
2013-05-07 1717.60 142.89 定期报告 2013-03-31
2013-03-21 1717.60 未披露 定期报告 2013-03-18
2013-03-21 1696.55 151.29
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from December 31, 2011 to December 31, 2012 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common
2012-12-31
From June 30, 2023 to September 30, 2023 Exercise of options Issue of restricted common stock
From March 31, 2023 to June 30, 2023 Exercise of options Senior Note Converted
From January 1, 2023 to March 31, 2023 Exercise of options
From December 31, 2021 to December 31, 2022 Exercise of warrants Exercise of options Conversion of Series A Preferred stock to common stock Conversion of Convertible Senior Notes to common, net
From June 30, 2022 to September 30, 2022 Exercise of options to common Exercise of warrants
From March 31, 2022 to June 30, 2022 Conversion of Convertible Senior Notes to common Conversion of Series A Preferred stock to common
From January 1, 2022 to March 31, 2022 Exercise of options Exercise of warrants Conversion of Series A Preferred stock to common
From December 31, 2020 to December 31, 2021 Conversion of B1 Preferred Stock to common stock Exercise of B1 warrants Exercise of options Conversion of Series A Preferred stock to common stock Conversion of Series B Preferred Stock to common stock
From June 30, 2021 to September 30, 2021 Exercise of options to common Exercise of B1 warrants Conversion of Series B Preferred stock to common Conversion of Series A Preferred stock to common
From March 31, 2021 to June 30, 2021 Exercise of options to common Exercise of B1 warrants Conversion of Series A Preferred stock to common Conversion of Series B Preferred stock to common Conversion of Series B1 Preferred stock to common
From January 1, 2021 to March 31, 2021 Exercise of options Exercise of B1 warrants Exchanges of Series B Preferred stock to common Conversion of Series B Preferred stock to common Conversion of Series B1 Preferred stock to common
From December 31, 2019 to December 31, 2020 Conversion of B1 Preferred Stock to common
From January 1, 2020 to March 31, 2020 Conversion of Series B1 Preferred stock to common
from December 31, 2018 to December 31, 2019 Exercise of options to common Issuance of common stock and warrants Conversion of B1 Preferred Stock to common
from June 30, 2019 to September 30, 2019 Exercise of options to common Issuance of common stock and warrants
from March 31, 2019 to June 30, 2019 Exercise of options to common
From January 1, 2019 to March 31, 2019 Conversion of Series B1 Preferred stock to common
From December 31, 2017 to December 31, 2018 Dividends on Series B and B1 Preferred Stock Conversion of B1 Preferred Stock to common Conversion of Series B Preferred Stock to common Exercise of options to common Conversion of Series A Preferred Stock to common Conversion of Series C Preferred Stock to common Issue of common stock from Nickco contingent consideration
from December 31, 2016 to December 31, 2017 Return of common shares for Safety-Kleen/Bango Sale Escrow Conversion of Series A Preferred stock to common Conversion of Series B-1 Preferred stock to common Common shares for Nickco Acquisition
From December 31, 2015 to December 31, 2016 Exercise of stock options and warrants Issuance of common stock to pay "rent" prior to Bango Sale Issuance of restricted common stock - Bango Sale Conversion of Series A Preferred stock to common Issuance of Series C Preferred stock Conversion of Series C Preferred stock to common Conversion of Series B & B-1 Preferred stock to common
from December 31, 2014 to December 31, 2015 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common Conversion of preferred B stock to common
from January 1, 2015 to September 30, 2015 Issuance of restricted common stock Conversion of preferred A stock to common Conversion of Preferred B stock to common
from January 1, 2015 to June 30, 2015 Issuance of restricted common stock Conversion of preferred A stock to common
from December 31, 2014 to March 31, 2015 Conversion of preferred A stock to common
from December 31, 2013 to December 31, 2014 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common
from December 31, 2012 to December 31, 2013 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common
from December 31, 2011 to December 31, 2012 Exercise of stock options and warrants Issuance of restricted common stock Conversion of preferred A stock to common