股本结构
单位:万股
| 公告日期 | 2023-11-07 | 2023-08-09 | 2023-08-09 | 2023-04-28 | 2023-05-09 | 2023-03-01 |
|---|---|---|---|---|---|---|
| 证券总股本 | 9351.43 | 9329.08 | 9323.66 | 7593.42 | 7583.48 | 7566.88 |
| 普通股本 | 9351.43 | 9329.08 | 9323.66 | 7593.42 | 7583.48 | 7566.88 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2023-09-30 | 2023-08-08 | 2023-06-30 | 2023-04-24 | 2023-03-31 | 2022-12-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2023-11-07 | 9351.43 | 未披露 |
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From June 30, 2023 to September 30, 2023
Exercise of options
Issue of restricted common stock
|
2023-09-30 |
| 2023-08-09 | 9329.08 | 未披露 | 定期报告 | 2023-08-08 |
| 2023-08-09 | 9323.66 | 未披露 |
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From March 31, 2023 to June 30, 2023
Exercise of options
Senior Note Converted
|
2023-06-30 |
| 2023-04-28 | 7593.42 | 未披露 | 定期报告 | 2023-04-24 |
| 2023-05-09 | 7583.48 | 未披露 |
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From January 1, 2023 to March 31, 2023
Exercise of options
|
2023-03-31 |
| 2023-03-01 | 7566.88 | 未披露 |
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From December 31, 2021 to December 31, 2022
Exercise of warrants
Exercise of options
Conversion of Series A Preferred stock to common stock
Conversion of Convertible Senior Notes to common, net
|
2022-12-31 |
| 2022-11-08 | 7566.88 | 未披露 | 定期报告 | 2022-11-07 |
| 2022-11-08 | 7560.88 | 未披露 |
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From June 30, 2022 to September 30, 2022
Exercise of options to common
Exercise of warrants
|
2022-09-30 |
| 2022-08-09 | 7560.88 | 未披露 | 定期报告 | 2022-08-08 |
| 2022-07-08 | 7553.40 | 未披露 | 定期报告 | 2022-07-08 |
| 2022-08-09 | 7550.90 | 未披露 |
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From March 31, 2022 to June 30, 2022
Conversion of Convertible Senior Notes to common
Conversion of Series A Preferred stock to common
|
2022-06-30 |
| 2022-05-10 | 6458.10 | 未披露 | 定期报告 | 2022-05-09 |
| 2022-05-02 | 6450.32 | 38.06 | 定期报告 | 2022-04-26 |
| 2022-05-10 | 6446.57 | 38.06 |
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From January 1, 2022 to March 31, 2022
Exercise of options
Exercise of warrants
Conversion of Series A Preferred stock to common
|
2022-03-31 |
| 2022-03-14 | 6335.24 | 未披露 | 定期报告 | 2022-03-11 |
| 2022-03-14 | 6328.80 | 38.56 |
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From December 31, 2020 to December 31, 2021
Conversion of B1 Preferred Stock to common stock
Exercise of B1 warrants
Exercise of options
Conversion of Series A Preferred stock to common stock
Conversion of Series B Preferred Stock to common stock
|
2021-12-31 |
| 2021-12-10 | 6328.80 | 38.56 | 定期报告 | 2021-12-06 |
| 2021-10-26 | 6328.42 | 38.56 | 定期报告 | 2021-10-25 |
| 2021-11-09 | 6300.38 | 38.56 |
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From June 30, 2021 to September 30, 2021
Exercise of options to common
Exercise of B1 warrants
Conversion of Series B Preferred stock to common
Conversion of Series A Preferred stock to common
|
2021-09-30 |
| 2021-09-07 | 6129.55 | 38.56 | 定期报告 | 2021-09-02 |
| 2021-08-10 | 6094.20 | 未披露 | 定期报告 | 2021-08-09 |
| 2021-08-10 | 5990.92 | 39.16 |
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From March 31, 2021 to June 30, 2021
Exercise of options to common
Exercise of B1 warrants
Conversion of Series A Preferred stock to common
Conversion of Series B Preferred stock to common
Conversion of Series B1 Preferred stock to common
|
2021-06-30 |
| 2021-05-13 | 5174.25 | 795.30 |
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From January 1, 2021 to March 31, 2021
Exercise of options
Exercise of B1 warrants
Exchanges of Series B Preferred stock to common
Conversion of Series B Preferred stock to common
Conversion of Series B1 Preferred stock to common
|
2021-03-31 |
| 2021-04-07 | 5174.25 | 795.30 | 定期报告 | 2021-03-30 |
| 2021-03-09 | 4988.89 | 未披露 | 定期报告 | 2021-03-08 |
| 2021-03-09 | 4555.48 | 1192.22 |
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From December 31, 2019 to December 31, 2020
Conversion of B1 Preferred Stock to common
|
2020-12-31 |
| 2020-11-10 | 4555.48 | 1164.16 | 定期报告 | 2020-09-30 |
| 2020-08-11 | 4555.48 | 1147.09 | 定期报告 | 2020-06-30 |
| 2020-04-29 | 4555.48 | 1147.09 | 定期报告 | 2020-04-27 |
| 2020-05-14 | 4555.48 | 1130.75 |
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From January 1, 2020 to March 31, 2020
Conversion of Series B1 Preferred stock to common
|
2020-03-31 |
| 2020-03-04 | 4555.48 | 未披露 | 定期报告 | 2020-03-03 |
| 2020-03-04 | 4339.56 | 1327.40 |
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from December 31, 2018 to December 31, 2019
Exercise of options to common
Issuance of common stock and warrants
Conversion of B1 Preferred Stock to common
|
2019-12-31 |
| 2019-11-08 | 4184.94 | 1460.73 |
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from June 30, 2019 to September 30, 2019
Exercise of options to common
Issuance of common stock and warrants
|
2019-09-30 |
| 2019-08-07 | 4034.94 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-08-07 | 4034.69 | 1439.77 |
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from March 31, 2019 to June 30, 2019
Exercise of options to common
|
2019-06-30 |
| 2019-04-29 | 4027.10 | 1439.77 | 定期报告 | 2019-04-26 |
| 2019-05-08 | 4027.10 | 1419.11 |
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From January 1, 2019 to March 31, 2019
Conversion of Series B1 Preferred stock to common
|
2019-03-31 |
| 2019-03-06 | 4017.48 | 1428.72 | 定期报告 | 2019-03-05 |
| 2019-03-06 | 4017.48 | 1408.23 |
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From December 31, 2017 to December 31, 2018
Dividends on Series B and B1 Preferred Stock
Conversion of B1 Preferred Stock to common
Conversion of Series B Preferred Stock to common
Exercise of options to common
Conversion of Series A Preferred Stock to common
Conversion of Series C Preferred Stock to common
Issue of common stock from Nickco contingent consideration
|
2018-12-31 |
| 2018-11-06 | 4000.75 | 未披露 | 定期报告 | 2018-11-05 |
| 2018-11-06 | 3884.09 | 1504.57 | 定期报告 | 2018-09-30 |
| 2018-08-09 | 3502.50 | 未披露 | 定期报告 | 2018-08-08 |
| 2018-08-09 | 3335.75 | 1705.65 | 定期报告 | 2018-06-30 |
| 2018-05-15 | 3335.73 | 未披露 | 定期报告 | 2018-05-14 |
| 2018-04-30 | 3332.36 | 1709.02 | 定期报告 | 2018-04-26 |
| 2018-05-15 | 3315.82 | 1691.21 | 定期报告 | 2018-03-31 |
| 2018-03-07 | 3315.82 | 未披露 | 定期报告 | 2018-03-06 |
| 2018-03-07 | 3265.82 | 1706.47 |
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from December 31, 2016 to December 31, 2017
Return of common shares for Safety-Kleen/Bango Sale Escrow
Conversion of Series A Preferred stock to common
Conversion of Series B-1 Preferred stock to common
Common shares for Nickco Acquisition
|
2017-12-31 |
| 2017-11-07 | 3265.82 | 未披露 | 定期报告 | 2017-11-06 |
| 2017-11-07 | 3265.51 | 1672.77 | 定期报告 | 2017-09-30 |
| 2017-08-08 | 3265.51 | 1639.47 | 定期报告 | 2017-06-30 |
| 2017-04-27 | 3199.91 | 1640.08 | 定期报告 | 2017-04-26 |
| 2017-05-10 | 3214.91 | 1640.08 | 定期报告 | 2017-03-31 |
| 2017-03-14 | 3315.14 | 1603.63 |
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From December 31, 2015 to December 31, 2016
Exercise of stock options and warrants
Issuance of common stock to pay "rent" prior to Bango Sale
Issuance of restricted common stock - Bango Sale
Conversion of Series A Preferred stock to common
Issuance of Series C Preferred stock
Conversion of Series C Preferred stock to common
Conversion of Series B & B-1 Preferred stock to common
|
2016-12-31 |
| 2016-11-03 | 3315.14 | 未披露 | 定期报告 | 2016-11-02 |
| 2016-11-03 | 3100.89 | 1792.11 | 定期报告 | 2016-09-30 |
| 2016-08-17 | 2975.00 | 1792.11 | 定期报告 | 2016-08-16 |
| 2016-08-11 | 3100.89 | 未披露 | 定期报告 | 2016-08-08 |
| 2016-08-11 | 2976.57 | 1777.28 | 定期报告 | 2016-06-30 |
| 2016-06-10 | 2850.68 | 1777.28 | 定期报告 | 2016-06-10 |
| 2016-04-25 | 2850.68 | 894.42 | 定期报告 | 2016-04-21 |
| 2016-05-12 | 2976.57 | 882.00 | 定期报告 | 2016-03-31 |
| 2016-04-04 | 2976.57 | 未披露 | 定期报告 | 2016-03-30 |
| 2016-04-04 | 2823.93 | 877.38 |
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from December 31, 2014 to December 31, 2015
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common
Conversion of preferred B stock to common
|
2015-12-31 |
| 2015-11-09 | 2821.43 | 864.52 |
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from January 1, 2015 to September 30, 2015
Issuance of restricted common stock
Conversion of preferred A stock to common
Conversion of Preferred B stock to common
|
2015-09-30 |
| 2015-07-27 | 2818.18 | 867.75 | 定期报告 | 2015-07-27 |
| 2015-08-11 | 2818.18 | 867.75 |
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from January 1, 2015 to June 30, 2015
Issuance of restricted common stock
Conversion of preferred A stock to common
|
2015-06-30 |
| 2015-04-21 | 2818.18 | 61.29 | 定期报告 | 2015-04-21 |
| 2015-05-19 | 2812.56 | 61.29 |
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from December 31, 2014 to March 31, 2015
Conversion of preferred A stock to common
|
2015-03-31 |
| 2015-03-31 | 2812.56 | 未披露 | 定期报告 | 2015-03-30 |
| 2015-03-31 | 2810.81 | 63.04 |
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from December 31, 2013 to December 31, 2014
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common
|
2014-12-31 |
| 2014-11-14 | 2541.79 | 未披露 | 定期报告 | 2014-11-08 |
| 2014-11-13 | 2541.42 | 63.04 | 定期报告 | 2014-09-30 |
| 2014-08-14 | 2504.22 | 未披露 | 定期报告 | 2014-08-12 |
| 2014-07-18 | 2502.55 | 67.25 | 定期报告 | 2014-07-17 |
| 2014-08-14 | 2501.95 | 67.56 | 定期报告 | 2014-06-30 |
| 2014-05-13 | 2251.47 | 未披露 | 定期报告 | 2014-05-07 |
| 2014-04-23 | 2190.97 | 77.93 | 定期报告 | 2014-04-18 |
| 2014-05-13 | 2126.77 | 127.93 | 定期报告 | 2014-03-31 |
| 2014-03-25 | 2123.85 | 未披露 | 定期报告 | 2014-03-19 |
| 2014-03-25 | 2120.56 | 131.90 |
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from December 31, 2012 to December 31, 2013
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common
|
2013-12-31 |
| 2013-11-06 | 1780.80 | 未披露 | 定期报告 | 2013-11-05 |
| 2013-11-06 | 1780.47 | 132.38 | 定期报告 | 2013-09-30 |
| 2013-08-14 | 1768.57 | 未披露 | 定期报告 | 2013-08-03 |
| 2013-08-14 | 1767.07 | 134.52 | 定期报告 | 2013-06-30 |
| 2013-06-05 | 1738.66 | 135.13 | 定期报告 | 2013-06-05 |
| 2013-05-07 | 1738.54 | 未披露 | 定期报告 | 2013-04-25 |
| 2013-04-26 | 1731.89 | 136.90 | 定期报告 | 2013-04-18 |
| 2013-05-07 | 1717.60 | 142.89 | 定期报告 | 2013-03-31 |
| 2013-03-21 | 1717.60 | 未披露 | 定期报告 | 2013-03-18 |
| 2013-03-21 | 1696.55 | 151.29 |
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from December 31, 2011 to December 31, 2012
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common
|
2012-12-31 |
From June 30, 2023 to September 30, 2023
Exercise of options
Issue of restricted common stock
From March 31, 2023 to June 30, 2023
Exercise of options
Senior Note Converted
From January 1, 2023 to March 31, 2023
Exercise of options
From December 31, 2021 to December 31, 2022
Exercise of warrants
Exercise of options
Conversion of Series A Preferred stock to common stock
Conversion of Convertible Senior Notes to common, net
From June 30, 2022 to September 30, 2022
Exercise of options to common
Exercise of warrants
From March 31, 2022 to June 30, 2022
Conversion of Convertible Senior Notes to common
Conversion of Series A Preferred stock to common
From January 1, 2022 to March 31, 2022
Exercise of options
Exercise of warrants
Conversion of Series A Preferred stock to common
From December 31, 2020 to December 31, 2021
Conversion of B1 Preferred Stock to common stock
Exercise of B1 warrants
Exercise of options
Conversion of Series A Preferred stock to common stock
Conversion of Series B Preferred Stock to common stock
From June 30, 2021 to September 30, 2021
Exercise of options to common
Exercise of B1 warrants
Conversion of Series B Preferred stock to common
Conversion of Series A Preferred stock to common
From March 31, 2021 to June 30, 2021
Exercise of options to common
Exercise of B1 warrants
Conversion of Series A Preferred stock to common
Conversion of Series B Preferred stock to common
Conversion of Series B1 Preferred stock to common
From January 1, 2021 to March 31, 2021
Exercise of options
Exercise of B1 warrants
Exchanges of Series B Preferred stock to common
Conversion of Series B Preferred stock to common
Conversion of Series B1 Preferred stock to common
From December 31, 2019 to December 31, 2020
Conversion of B1 Preferred Stock to common
From January 1, 2020 to March 31, 2020
Conversion of Series B1 Preferred stock to common
from December 31, 2018 to December 31, 2019
Exercise of options to common
Issuance of common stock and warrants
Conversion of B1 Preferred Stock to common
from June 30, 2019 to September 30, 2019
Exercise of options to common
Issuance of common stock and warrants
from March 31, 2019 to June 30, 2019
Exercise of options to common
From January 1, 2019 to March 31, 2019
Conversion of Series B1 Preferred stock to common
From December 31, 2017 to December 31, 2018
Dividends on Series B and B1 Preferred Stock
Conversion of B1 Preferred Stock to common
Conversion of Series B Preferred Stock to common
Exercise of options to common
Conversion of Series A Preferred Stock to common
Conversion of Series C Preferred Stock to common
Issue of common stock from Nickco contingent consideration
from December 31, 2016 to December 31, 2017
Return of common shares for Safety-Kleen/Bango Sale Escrow
Conversion of Series A Preferred stock to common
Conversion of Series B-1 Preferred stock to common
Common shares for Nickco Acquisition
From December 31, 2015 to December 31, 2016
Exercise of stock options and warrants
Issuance of common stock to pay "rent" prior to Bango Sale
Issuance of restricted common stock - Bango Sale
Conversion of Series A Preferred stock to common
Issuance of Series C Preferred stock
Conversion of Series C Preferred stock to common
Conversion of Series B & B-1 Preferred stock to common
from December 31, 2014 to December 31, 2015
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common
Conversion of preferred B stock to common
from January 1, 2015 to September 30, 2015
Issuance of restricted common stock
Conversion of preferred A stock to common
Conversion of Preferred B stock to common
from January 1, 2015 to June 30, 2015
Issuance of restricted common stock
Conversion of preferred A stock to common
from December 31, 2014 to March 31, 2015
Conversion of preferred A stock to common
from December 31, 2013 to December 31, 2014
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common
from December 31, 2012 to December 31, 2013
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common
from December 31, 2011 to December 31, 2012
Exercise of stock options and warrants
Issuance of restricted common stock
Conversion of preferred A stock to common