主要股东
注:以下部分股东代表特定权益共同体,直接或间接持有上市公司股份
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | Charles Mosseri Marlio | 否 | 301.87万 | 8.50% |
|
|
-- |
| 2 | Steven A. Lisi | 否 | 275.45万 | 7.50% |
|
|
-- |
| 3 | Robert F. Carey | 否 | 246.92万 | 6.90% | 新增 | 新增 | -- |
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | Charles Mosseri Marlio | 否 | 242.14万 | 8.00% | 新增 | 新增 | -- |
| 2 | Steven A. Lisi | 否 | 223.49万 | 7.20% |
|
|
-- |
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | Steven A. Lisi | 否 | 139.87万 | 9.62% |
|
|
-- |
| 2 | Pulmonox Technologies Corporation | 是 | 101.25万 | 6.90% | 不变 | 不变 | -- |
| 3 | Allianz Global Investors U.S. Holdings LLC | 是 | 88.92万 | 6.12% | 新增 | 新增 | -- |
| 4 | Deerfield Partners, L.P. | 是 | 85.69万 | 6.12% | 新增 | 新增 | -- |
| 5 | Amir Avniel | 否 | 82.02万 | 5.75% |
|
|
-- |
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | Deerfield Special Situations Fund, L.P. | 是 | 122.89万 | 14.42% | 新增 | 新增 | -- |
| 2 | Steven A. Lisi | 否 | 112.35万 | 13.18% | 新增 | 新增 | -- |
| 3 | Pulmonox Technologies Corporation | 是 | 101.25万 | 11.88% | 新增 | 新增 | -- |
| 4 | M. Kingdon Offshore Master Fund, L.P. | 是 | 96.84万 | 11.36% | 新增 | 新增 | -- |
| 5 | Allianz Biotechnologie | 是 | 95.48万 | 11.20% | 新增 | 新增 | -- |
| 6 | Amir Avniel | 否 | 82.26万 | 9.65% | 新增 | 新增 | -- |
| 7 | Yossef Av Gay | 否 | 76.83万 | 9.01% | 新增 | 新增 | -- |
机构持股汇总
| 主力进出\报告期 | 2025-12-23 | 2025-11-18 | 2025-11-14 | 2025-11-13 | 2025-11-12 | 2025-11-11 |
|---|---|---|---|---|---|---|
| 机构数量(家) | 47 | 47 | 47 | 47 | 47 | 49 |
| 累计持有数量(万股) | 172.23 | 172.12 | 96.26 | 60.28 | 62.90 | 63.03 |
| 累计市值(亿) | 0.02 | 0.02 | 0.01 | 0.01 | 0.01 | 0.01 |
| 持仓比例(%) | 21.53% | 21.51% | 12.03% | 7.54% | 7.86% | 7.88% |
| 净交易量(万股) |
注:若当期数据无主力机构持仓或公司定期报告未披露完毕,则不显示。
非主要股东机构持股变动
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Advisory Services Network, Llc
|
1100.00股 | 0.0001 | 0.11 | 不足0.01 |
|
Alpine Global Management, Llc
|
1.07万股 | 0.0006 | 1.07 | 不足0.01 |
|
Alyeska Investment Group, L.P.
|
75.91万股 | 0.05 | 75.91 | 不足0.01 |
|
Baldwin Wealth Partners Llc
|
3.08万股 | 0.0019 | 1.54 | 不足0.01 |
|
Balyasny Asset Management L.P.
|
46.42万股 | 0.03 | 29.74 | 178.41 |
|
Blackrock, Inc.
|
2.20万股 | 0.0013 | 0.0001 | 0.0050 |
|
Bleichroeder Lp
|
8.65万股 | 0.0053 | 4.96 | 134.29 |
|
Citigroup Inc
|
2600.00股 | 0.0002 | 0.26 | 不足0.01 |
|
Geode Capital Management, Llc
|
4.30万股 | 0.0026 | 0.11 | 2.55 |
|
Group One Trading Llc
|
700.00股 | 不足0.01 | 0.02 | 34.98 |
|
Kingdon Capital Management, L.L.C.
|
4.68万股 | 0.0028 | -0.0001 | -0.0020 |
|
Lasry Marc
|
8.20万股 | 0.0050 | -0.0001 | -0.0010 |
|
Mai Capital Management
|
500.00股 | 不足0.01 | - | 不足0.01 |
|
Newedge Advisors, Llc
|
500.00股 | 不足0.01 | -0.04 | -48.54 |
|
Osaic Holdings, Inc.
|
8300.00股 | 0.0005 | 0.02 | 2.68 |
|
Pfs Partners, Llc
|
2000.00股 | 0.0001 | - | 不足0.01 |
|
Vanguard Group Inc
|
10.44万股 | 0.0063 | 3.18 | 43.82 |
|
Virtu Financial Llc
|
2.09万股 | 0.0013 | 2.09 | 不足0.01 |
|
Wealth Effects Llc
|
3.38万股 | 0.0021 | 1.99 | 142.75 |
|
Wealthspire Advisors, Llc
|
800.00股 | 不足0.01 | 0.08 | 不足0.01 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Advisory Services Network, Llc
|
1100.00股 | 0.0001 | 0.11 | 不足0.01 |
|
Alpine Global Management, Llc
|
1.07万股 | 0.0006 | 1.07 | 不足0.01 |
|
Alyeska Investment Group, L.P.
|
75.91万股 | 0.05 | 75.91 | 不足0.01 |
|
Baldwin Wealth Partners Llc
|
3.08万股 | 0.0019 | 1.54 | 不足0.01 |
|
Balyasny Asset Management L.P.
|
46.42万股 | 0.03 | 29.74 | 178.41 |
|
Blackrock, Inc.
|
2.20万股 | 0.0013 | 0.0001 | 0.0050 |
|
Bleichroeder Lp
|
8.65万股 | 0.0053 | 4.96 | 134.29 |
|
Citigroup Inc
|
2600.00股 | 0.0002 | 0.26 | 不足0.01 |
|
Geode Capital Management, Llc
|
4.30万股 | 0.0026 | 0.11 | 2.55 |
|
Group One Trading Llc
|
700.00股 | 不足0.01 | 0.02 | 34.98 |
|
Kingdon Capital Management, L.L.C.
|
4.68万股 | 0.0028 | -0.0001 | -0.0020 |
|
Lasry Marc
|
8.20万股 | 0.0050 | -0.0001 | -0.0010 |
|
Mai Capital Management
|
500.00股 | 不足0.01 | - | 不足0.01 |
|
Newedge Advisors, Llc
|
500.00股 | 不足0.01 | -0.04 | -48.54 |
|
Osaic Holdings, Inc.
|
8300.00股 | 0.0005 | 0.02 | 2.68 |
|
Pfs Partners, Llc
|
2000.00股 | 0.0001 | - | 不足0.01 |
|
Vanguard Group Inc
|
10.44万股 | 0.0063 | 3.18 | 43.82 |
|
Virtu Financial Llc
|
2.09万股 | 0.0013 | 2.09 | 不足0.01 |
|
Wealth Effects Llc
|
3.38万股 | 0.0021 | 1.99 | 142.75 |
|
Wealthspire Advisors, Llc
|
800.00股 | 不足0.01 | 0.08 | 不足0.01 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Advisory Services Network, Llc
|
1100.00股 | 0.0001 | 0.11 | 不足0.01 |
|
Alpine Global Management, Llc
|
1.07万股 | 0.0006 | 1.07 | 不足0.01 |
|
Alyeska Investment Group, L.P.
|
75.91万股 | 0.05 | 75.91 | 不足0.01 |
|
Baldwin Wealth Partners Llc
|
3.08万股 | 0.0019 | 1.54 | 不足0.01 |
|
Balyasny Asset Management L.P.
|
46.42万股 | 0.03 | 29.74 | 178.41 |
|
Blackrock, Inc.
|
2.20万股 | 0.0013 | 0.0001 | 0.0050 |
|
Bleichroeder Lp
|
8.65万股 | 0.0053 | 4.96 | 134.29 |
|
Citigroup Inc
|
2600.00股 | 0.0002 | 0.26 | 不足0.01 |
|
Geode Capital Management, Llc
|
4.30万股 | 0.0026 | 0.11 | 2.55 |
|
Group One Trading Llc
|
700.00股 | 不足0.01 | 0.02 | 34.98 |
|
Kingdon Capital Management, L.L.C.
|
4.68万股 | 0.0028 | -0.0001 | -0.0020 |
|
Lasry Marc
|
8.20万股 | 0.0050 | -0.0001 | -0.0010 |
|
Mai Capital Management
|
500.00股 | 不足0.01 | - | 不足0.01 |
|
Newedge Advisors, Llc
|
500.00股 | 不足0.01 | -0.04 | -48.54 |
|
Osaic Holdings, Inc.
|
8300.00股 | 0.0005 | 0.02 | 2.68 |
|
Pfs Partners, Llc
|
2000.00股 | 0.0001 | - | 不足0.01 |
|
Vanguard Group Inc
|
10.44万股 | 0.0063 | 3.18 | 43.82 |
|
Virtu Financial Llc
|
2.09万股 | 0.0013 | 2.09 | 不足0.01 |
|
Wealthspire Advisors, Llc
|
800.00股 | 不足0.01 | 0.08 | 不足0.01 |
|
Wealth Effects Llc
|
3.38万股 | 0.0021 | 1.99 | 142.75 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Advisory Services Network, Llc
|
1100.00股 | 0.0001 | 0.11 | 不足0.01 |
|
Alpine Global Management, Llc
|
1.07万股 | 0.0006 | 1.07 | 不足0.01 |
|
Alyeska Investment Group, L.P.
|
75.91万股 | 0.05 | 75.91 | 不足0.01 |
|
Baldwin Wealth Partners Llc
|
3.08万股 | 0.0019 | 1.54 | 不足0.01 |
|
Balyasny Asset Management L.P.
|
46.42万股 | 0.03 | 29.74 | 178.41 |
|
Blackrock, Inc.
|
2.20万股 | 0.0013 | 0.0001 | 0.0050 |
|
Bleichroeder Lp
|
8.65万股 | 0.0053 | 4.96 | 134.29 |
|
Citigroup Inc
|
2600.00股 | 0.0002 | 0.26 | 不足0.01 |
|
Geode Capital Management, Llc
|
4.30万股 | 0.0026 | 0.11 | 2.55 |
|
Group One Trading Llc
|
700.00股 | 不足0.01 | 0.02 | 34.98 |
|
Kingdon Capital Management, L.L.C.
|
4.68万股 | 0.0028 | -0.0001 | -0.0020 |
|
Lasry Marc
|
8.20万股 | 0.0050 | -0.0001 | -0.0010 |
|
Mai Capital Management
|
500.00股 | 不足0.01 | - | 不足0.01 |
|
Newedge Advisors, Llc
|
500.00股 | 不足0.01 | -0.04 | -48.54 |
|
Osaic Holdings, Inc.
|
8300.00股 | 0.0005 | 0.02 | 2.68 |
|
Pfs Partners, Llc
|
2000.00股 | 0.0001 | - | 不足0.01 |
|
Vanguard Group Inc
|
10.44万股 | 0.0063 | 3.18 | 43.82 |
|
Virtu Financial Llc
|
2.09万股 | 0.0013 | 2.09 | 不足0.01 |
|
Wealth Effects Llc
|
3.38万股 | 0.0021 | 1.99 | 142.75 |
|
Wealthspire Advisors, Llc
|
800.00股 | 不足0.01 | 0.08 | 不足0.01 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Advisory Services Network, Llc
|
1100.00股 | 0.0001 | 0.11 | 不足0.01 |
|
Alpine Global Management, Llc
|
1.07万股 | 0.0006 | 1.07 | 不足0.01 |
|
Alyeska Investment Group, L.P.
|
75.91万股 | 0.05 | 75.91 | 不足0.01 |
|
Baldwin Wealth Partners Llc
|
3.08万股 | 0.0019 | 1.54 | 不足0.01 |
|
Balyasny Asset Management L.P.
|
46.42万股 | 0.03 | 29.74 | 178.41 |
|
Blackrock, Inc.
|
2.20万股 | 0.0013 | 0.0001 | 0.0050 |
|
Bleichroeder Lp
|
8.65万股 | 0.0053 | 4.96 | 134.29 |
|
Citigroup Inc
|
2600.00股 | 0.0002 | 0.26 | 不足0.01 |
|
Geode Capital Management, Llc
|
4.30万股 | 0.0026 | 0.11 | 2.55 |
|
Group One Trading Llc
|
700.00股 | 不足0.01 | 0.02 | 34.98 |
|
Kingdon Capital Management, L.L.C.
|
4.68万股 | 0.0028 | -0.0001 | -0.0020 |
|
Lasry Marc
|
8.20万股 | 0.0050 | -0.0001 | -0.0010 |
|
Mai Capital Management
|
500.00股 | 不足0.01 | - | 不足0.01 |
|
Newedge Advisors, Llc
|
500.00股 | 不足0.01 | -0.04 | -48.54 |
|
Osaic Holdings, Inc.
|
8300.00股 | 0.0005 | 0.02 | 2.68 |
|
Pfs Partners, Llc
|
2000.00股 | 0.0001 | - | 不足0.01 |
|
Vanguard Group Inc
|
10.44万股 | 0.0063 | 3.18 | 43.82 |
|
Virtu Financial Llc
|
2.09万股 | 0.0013 | 2.09 | 不足0.01 |
|
Wealth Effects Llc
|
3.38万股 | 0.0021 | 1.99 | 142.75 |
|
Wealthspire Advisors, Llc
|
800.00股 | 不足0.01 | 0.08 | 不足0.01 |
内部人交易
| 日期 | 股东名称 | 变动股数(万股) | 交易后持股数量(万股) | 交易价格 | 是否直接持有 | 内部人类型 |
|---|---|---|---|---|---|---|
| 2025-07-21 | Lisi Steven A. |
|
332.74 | 3.25 | 是 | CEO and Chairman of the Board |
| 2025-03-14 | Carey Robert |
|
406.69 | 0.25 | 是 | -- |
| 2025-03-14 | Carey Robert |
|
407.69 | 0.26 | 是 | -- |
| 2025-02-19 | Gaul Michael A. |
|
9.42 | 0.38 | 是 | Chief Operating Officer |
| 2024-09-26 | Lisi Steven A. |
|
324.94 | 0.50 | 是 | CEO and Chairman of the Board |
| 2024-08-15 | Lisi Steven A. |
|
177.28 | 0.37 | 是 | CEO and Chairman of the Board |
| 2024-08-14 | Carey Robert |
|
307.69 | 0.40 | 是 | -- |
| 2024-08-14 | Lucera Erick |
|
4.36 | 0.40 | 是 | -- |
| 2024-08-14 | Lisi Steven A. |
|
172.28 | 0.39 | 是 | CEO and Chairman of the Board |
| 2024-03-20 | Carey Robert |
|
297.69 | 1.66 | 是 | -- |
| 2024-03-20 | Lisi Steven A. |
|
161.48 | 1.66 | 是 | CEO and Chairman of the Board |
| 2024-03-20 | Larson Douglas Quinton |
|
2.75 | 1.66 | 是 | Chief Financial Officer |
| 2023-12-28 | Avniel Amir |
|
68.58 | 2.06 | 是 | Chief Business Officer |
| 2023-12-27 | Myers Jeff Lynn |
|
4.66 | 2.21 | 是 | Chief Medical Officer |