董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Danielle Cupps | 女 | Trustee | 50 | 4.68万美元 | 未持股 | 2020-04-08 |
| Gregory G. Dingens | 男 | Trustee and Chair of the Board | 56 | 5.68万美元 | 未持股 | 2020-04-08 |
| Scott Craven Jones | 男 | Trustee | 58 | 5.55万美元 | 未持股 | 2020-04-08 |
| Theodore J. Brombach | 男 | Trustee, President and Chief Executive Officer | 57 | 未披露 | 未持股 | 2020-04-08 |
| Philip G. Franklin | 男 | Trustee | 69 | 5.18万美元 | 未持股 | 2020-04-08 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Theodore J. Brombach | 男 | Trustee, President and Chief Executive Officer | 57 | 未披露 | 未持股 | 2020-04-08 |
| John Yogi Spence | -- | Vice President | 58 | 未披露 | 未持股 | 2020-04-08 |
| Kimberly Ann Flynn | -- | Vice President | 43 | 未披露 | 未持股 | 2020-04-08 |
| Theodore J. Uhl | 男 | Chief Compliance Officer | 46 | 未披露 | 未持股 | 2020-04-08 |
| Benjamin D. McCulloch | -- | Chief Legal Officer and Secretary | 39 | 未披露 | 未持股 | 2020-04-08 |
| Derek Mullins | 男 | Chief Financial Officer and Treasurer | 47 | 未披露 | 未持股 | 2020-04-08 |
董事简历
中英对照 | 中文 | 英文- Danielle Cupps
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Danielle Cupps，麦当劳公司首席执行官兼财务传播总监，2019年至今，Kinzie Capital Partners董事总经理-2018年（私募股权）；BLG Capital Advisors董事总经理（2016年至2018年）（家族办公室）；波音公司财务总监兼首席财务官办公室主任（2006年至2012年）；Code Hennessy&Simmons LLC Vice President（2000年至2005年）（私募股权）；高盛合伙人，Sachs&Co.（1998-2000）。Cupps女士自2017年成立以来一直担任该信托的受托人。她曾担任McDonald&8217；s Corporation的首席执行官兼财务沟通董事、Kinzie Capital Partners（私人股本公司）的董事总经理、BLG Capital Advisors（家族办公室，管理全球另类资产组合）的董事总经理，担任多种职务，包括波音公司（Boeing Company）的企业和战略发展总监兼首席财务官办公室主任、私人股本公司Code Hennessy&Simmons LLC的Vice President，以及高盛（Goldman，Sachs&Co.）私人股本基金集团的合伙人，Cupps女士在金融，监管和投资事务方面经验丰富。
Danielle Cupps,Director of CEO & Financial Communications, McDonald’s Corporation 2019-present.Managing Director, Kinzie Capital Partners -2018 (private equity); Managing Director, BLG Capital Advisors (2016-2018) (family office); Director, Finance and Chief of Staff to CFO, Boeing Company (2006-2012); Vice President, Code Hennessy & Simmons LLC (2000-2005) (private equity); Associate, Goldman, Sachs & Co. (1998-2000).Ms. Cupps has served as a Trustee of the Trust since its inception in 2017. Through her experience as a Director of CEO & Financial Communications, at McDonald’s Corporation, Managing Director at Kinzie Capital Partners, a private equity firm, Managing Director at BLG Capital Advisors, a family office managing a global portfolio of alternative assets, in various roles, including Director of Corporate and Strategic Development and Chief of Staff in the Office of the Chief Financial Officer, at Boeing Company, Vice President at Code Hennessy & Simmons LLC, a private equity firm, and Associate in the private equity funds group at Goldman, Sachs & Co., Ms. Cupps is experienced in financial, regulatory and investment matters. - Danielle Cupps，麦当劳公司首席执行官兼财务传播总监，2019年至今，Kinzie Capital Partners董事总经理-2018年（私募股权）；BLG Capital Advisors董事总经理（2016年至2018年）（家族办公室）；波音公司财务总监兼首席财务官办公室主任（2006年至2012年）；Code Hennessy&Simmons LLC Vice President（2000年至2005年）（私募股权）；高盛合伙人，Sachs&Co.（1998-2000）。Cupps女士自2017年成立以来一直担任该信托的受托人。她曾担任McDonald&8217；s Corporation的首席执行官兼财务沟通董事、Kinzie Capital Partners（私人股本公司）的董事总经理、BLG Capital Advisors（家族办公室，管理全球另类资产组合）的董事总经理，担任多种职务，包括波音公司（Boeing Company）的企业和战略发展总监兼首席财务官办公室主任、私人股本公司Code Hennessy&Simmons LLC的Vice President，以及高盛（Goldman，Sachs&Co.）私人股本基金集团的合伙人，Cupps女士在金融，监管和投资事务方面经验丰富。
- Danielle Cupps,Director of CEO & Financial Communications, McDonald’s Corporation 2019-present.Managing Director, Kinzie Capital Partners -2018 (private equity); Managing Director, BLG Capital Advisors (2016-2018) (family office); Director, Finance and Chief of Staff to CFO, Boeing Company (2006-2012); Vice President, Code Hennessy & Simmons LLC (2000-2005) (private equity); Associate, Goldman, Sachs & Co. (1998-2000).Ms. Cupps has served as a Trustee of the Trust since its inception in 2017. Through her experience as a Director of CEO & Financial Communications, at McDonald’s Corporation, Managing Director at Kinzie Capital Partners, a private equity firm, Managing Director at BLG Capital Advisors, a family office managing a global portfolio of alternative assets, in various roles, including Director of Corporate and Strategic Development and Chief of Staff in the Office of the Chief Financial Officer, at Boeing Company, Vice President at Code Hennessy & Simmons LLC, a private equity firm, and Associate in the private equity funds group at Goldman, Sachs & Co., Ms. Cupps is experienced in financial, regulatory and investment matters.
- Gregory G. Dingens
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Monroe Financial Partners，Inc.执行Vice President GregoryG.Dingens，2006年至今（投资银行和贸易）；Siena Capital Partners GP LLC成员（2006年至今）（私人投资基金）；Qwickrate LLC董事（2012年至今）（金融机构在线市场）。Lehman Brothers总经理（2004-2006年）；Merrill Lynch总经理（1993-2003年）。Dingens先生自2017年成立以来一直担任该信托的受托人。Dingens先生拥有超过25年的投资管理经验，包括担任梦露金融合伙公司（Monroe Financial Partners，Inc.）的执行Vice President、私人投资基金Siena Capital Partners的成员、Qwickrate LLC的董事以及雷曼兄弟（Lehman Brothers）和美林证券（Merrill Lynch）的董事总经理，他在金融方面经验丰富，监管和投资事项。
Gregory G. Dingens,Executive Vice President, Monroe Financial Partners, Inc. 2006-present (investment banking and trading); Member, Siena Capital Partners GP LLC (2006-present) (private investment fund); Director, Qwickrate LLC (2012-present) (online marketplace for financial institutions).Managing Director, Lehman Brothers (2004-2006); Managing Director, Merrill Lynch (1993-2003).Mr. Dingens has served as a Trustee of the Trust since its inception in 2017. Through his over 25 years of investment management experience, including as Executive Vice President of Monroe Financial Partners, Inc., Member of Siena Capital Partners, a private investment fund, director of Qwickrate LLC, and Managing Director at both Lehman Brothers and Merrill Lynch, Mr. Dingens is experienced in financial, regulatory and investment matters. - Monroe Financial Partners，Inc.执行Vice President GregoryG.Dingens，2006年至今（投资银行和贸易）；Siena Capital Partners GP LLC成员（2006年至今）（私人投资基金）；Qwickrate LLC董事（2012年至今）（金融机构在线市场）。Lehman Brothers总经理（2004-2006年）；Merrill Lynch总经理（1993-2003年）。Dingens先生自2017年成立以来一直担任该信托的受托人。Dingens先生拥有超过25年的投资管理经验，包括担任梦露金融合伙公司（Monroe Financial Partners，Inc.）的执行Vice President、私人投资基金Siena Capital Partners的成员、Qwickrate LLC的董事以及雷曼兄弟（Lehman Brothers）和美林证券（Merrill Lynch）的董事总经理，他在金融方面经验丰富，监管和投资事项。
- Gregory G. Dingens,Executive Vice President, Monroe Financial Partners, Inc. 2006-present (investment banking and trading); Member, Siena Capital Partners GP LLC (2006-present) (private investment fund); Director, Qwickrate LLC (2012-present) (online marketplace for financial institutions).Managing Director, Lehman Brothers (2004-2006); Managing Director, Merrill Lynch (1993-2003).Mr. Dingens has served as a Trustee of the Trust since its inception in 2017. Through his over 25 years of investment management experience, including as Executive Vice President of Monroe Financial Partners, Inc., Member of Siena Capital Partners, a private investment fund, director of Qwickrate LLC, and Managing Director at both Lehman Brothers and Merrill Lynch, Mr. Dingens is experienced in financial, regulatory and investment matters.
- Scott Craven Jones
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Scott Craven Jones，Carne Global Financial Services US LLC董事（2013年至今）。Wanzenburg Partners LLC顾问（2012-2013年）；Aurora Investment Management LLC首席运营官、首席财务官和财务主管（2010-2012年）；Calamos AssetManagement，Inc.执行Vice President和首席行政官（2005-2008年）；Northern Trust Global Investments总经理（2000-2005年）。琼斯先生自2017年成立以来一直担任该信托的受托人。他曾担任Carne Global Financial Services（US）LLC的董事、Aurora Investment Management LLC的首席运营官、首席财务官和财务主管、Calamos AssetManagement，Inc.的执行Vice President和首席行政官，以及Northern Trust Global Investments的董事总经理，Jones先生在Nuveen Investments担任各种职务，并在其他各种基金综合体担任受托人，在金融，会计，监管和投资事务方面经验丰富。
Scott Craven Jones,Director, Carne Global Financial Services US LLC (2013-present).Adviser, Wanzenburg Partners LLC (2012-2013); Chief Operating Officer, Chief Financial Officer and Treasurer, Aurora Investment Management LLC (2010-2012); Executive Vice President and Chief Administrative Officer, Calamos Asset Management, Inc. (2005-2008); Managing Director, Northern Trust Global Investments (2000-2005).Mr. Jones has served as a Trustee of the Trust since its inception in 2017. Through his experience as a director at Carne Global Financial Services (US) LLC, Chief Operating Officer, Chief Financial Officer and Treasurer of Aurora Investment Management LLC, Executive Vice President and Chief Administrative Officer of Calamos Asset Management, Inc., Managing Director at Northern Trust Global Investments, in various roles at Nuveen Investments and as a trustee at various other fund complexes, Mr. Jones is experienced in financial, accounting, regulatory and investment matters. - Scott Craven Jones，Carne Global Financial Services US LLC董事（2013年至今）。Wanzenburg Partners LLC顾问（2012-2013年）；Aurora Investment Management LLC首席运营官、首席财务官和财务主管（2010-2012年）；Calamos AssetManagement，Inc.执行Vice President和首席行政官（2005-2008年）；Northern Trust Global Investments总经理（2000-2005年）。琼斯先生自2017年成立以来一直担任该信托的受托人。他曾担任Carne Global Financial Services（US）LLC的董事、Aurora Investment Management LLC的首席运营官、首席财务官和财务主管、Calamos AssetManagement，Inc.的执行Vice President和首席行政官，以及Northern Trust Global Investments的董事总经理，Jones先生在Nuveen Investments担任各种职务，并在其他各种基金综合体担任受托人，在金融，会计，监管和投资事务方面经验丰富。
- Scott Craven Jones,Director, Carne Global Financial Services US LLC (2013-present).Adviser, Wanzenburg Partners LLC (2012-2013); Chief Operating Officer, Chief Financial Officer and Treasurer, Aurora Investment Management LLC (2010-2012); Executive Vice President and Chief Administrative Officer, Calamos Asset Management, Inc. (2005-2008); Managing Director, Northern Trust Global Investments (2000-2005).Mr. Jones has served as a Trustee of the Trust since its inception in 2017. Through his experience as a director at Carne Global Financial Services (US) LLC, Chief Operating Officer, Chief Financial Officer and Treasurer of Aurora Investment Management LLC, Executive Vice President and Chief Administrative Officer of Calamos Asset Management, Inc., Managing Director at Northern Trust Global Investments, in various roles at Nuveen Investments and as a trustee at various other fund complexes, Mr. Jones is experienced in financial, accounting, regulatory and investment matters.
- Theodore J. Brombach
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TheodoreJ.Brombach，XAI2016年至今的联合首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。Midwest Investment Banking联席主管、董事总经理、摩根士丹利Financial Sponsors Group创始成员（1990-2006）；Kidder，Peabody&Co.分析师（1985-1988）。Brombach先生自2017年成立以来一直担任该信托的受托人。Brombach先生在金融行业有着30多年的投资经验，包括担任XAI的联席首席执行官、XMS Capital Partners，LLC的创始合伙人以及摩根士丹利中西部投资银行业务的联席主管，他在金融、监管和投资事务方面经验丰富。
Theodore J. Brombach,serves as Chairman of Power & Digital Infrastructure Acquisition Ii Corp. board of directors. Mr. Brombach is a founding partner of XMS Capital Partners, LLC ("XMS Capital") and serves as the firm's Co-Managing Partner and has served in such role since 2006. He is also the Chief Executive Officer of XA Investments LLC, an alternative asset management firm he co-founded in 2016. Mr. Brombach is the President and Chief Executive Officer and a Trustee of XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT), a closed end fund investing in alternative credit investments, and has served in such role since 2017. He has over 30 years of investment banking experience in Chicago, New York and London. Mr. Brombach served as the Chairman of XPDI I from December 2020 until the completion of its merger with Core Scientific in January 2022. Prior to founding XMS Capital, Mr. Brombach was a Managing Director and co-head of Midwest Investment Banking at Morgan Stanley, which he joined in 1990. At XMS Capital, he has led numerous M&A and capital raising transactions across a number of industry sectors. Mr. Brombach is a director of RiverWood Bank. Mr. Brombach earned a Bachelor of Arts from the University of Notre Dame and a Master of Business Administration from the Kellogg Graduate School of Management at Northwestern University. - TheodoreJ.Brombach，XAI2016年至今的联合首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。Midwest Investment Banking联席主管、董事总经理、摩根士丹利Financial Sponsors Group创始成员（1990-2006）；Kidder，Peabody&Co.分析师（1985-1988）。Brombach先生自2017年成立以来一直担任该信托的受托人。Brombach先生在金融行业有着30多年的投资经验，包括担任XAI的联席首席执行官、XMS Capital Partners，LLC的创始合伙人以及摩根士丹利中西部投资银行业务的联席主管，他在金融、监管和投资事务方面经验丰富。
- Theodore J. Brombach,serves as Chairman of Power & Digital Infrastructure Acquisition Ii Corp. board of directors. Mr. Brombach is a founding partner of XMS Capital Partners, LLC ("XMS Capital") and serves as the firm's Co-Managing Partner and has served in such role since 2006. He is also the Chief Executive Officer of XA Investments LLC, an alternative asset management firm he co-founded in 2016. Mr. Brombach is the President and Chief Executive Officer and a Trustee of XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT), a closed end fund investing in alternative credit investments, and has served in such role since 2017. He has over 30 years of investment banking experience in Chicago, New York and London. Mr. Brombach served as the Chairman of XPDI I from December 2020 until the completion of its merger with Core Scientific in January 2022. Prior to founding XMS Capital, Mr. Brombach was a Managing Director and co-head of Midwest Investment Banking at Morgan Stanley, which he joined in 1990. At XMS Capital, he has led numerous M&A and capital raising transactions across a number of industry sectors. Mr. Brombach is a director of RiverWood Bank. Mr. Brombach earned a Bachelor of Arts from the University of Notre Dame and a Master of Business Administration from the Kellogg Graduate School of Management at Northwestern University.
- Philip G. Franklin
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Philip G. Franklin，自2010年11月起担任董事。Franklin先生目前已退休。1998-2016年，Franklin先生曾在Littelfuse, Inc. NASDAQ：LFUS公司担任各种职务，最近担任执行副总裁兼首席财务官。在加入Littelfuse, Inc.之前，Franklin先生是建筑设备制造商OmniQuip International的副总裁兼首席财务官。在此之前，Franklin先生曾担任Monarch Marking Systems和Hill Refrigeration的首席财务官。Franklin先生还担任Tribune Publishing有限公司（纳斯达克股票代码：TPCO）董事会的非执行主席。Franklin先生拥有达特茅斯学院经济学学士学位和达特茅斯学院阿莫斯·塔克学院工商管理硕士学位。
Philip G. Franklin has served as a director of Company since November 2010. Mr. Franklin is presently retired. From 1998-2016 Mr. Franklin served in various capacities with Littelfuse, Inc. NASDAQ: LFUS, a designer, manufacturer, and seller of circuit protection devices for use in electronics, automotive and electrical markets, most recently as Executive Vice President and Chief Financial Officer. Prior to joining Littelfuse, Inc., Mr. Franklin was Vice President and Chief Financial Officer for OmniQuip International, a construction equipment manufacturer, which he helped take public. Prior to that, Mr. Franklin served as Chief Financial Officer of Monarch Marking Systems and Hill Refrigeration. Mr. Franklin also serves as non-executive Chairman of the Board of Directors of Tribune Publishing Co. (NASDAQ:TPCO). Mr. Franklin holds a Bachelor's degree in Economics from Dartmouth College and a Master's degree in Business Administration from the Amos Tuck School at Dartmouth College. - Philip G. Franklin，自2010年11月起担任董事。Franklin先生目前已退休。1998-2016年，Franklin先生曾在Littelfuse, Inc. NASDAQ：LFUS公司担任各种职务，最近担任执行副总裁兼首席财务官。在加入Littelfuse, Inc.之前，Franklin先生是建筑设备制造商OmniQuip International的副总裁兼首席财务官。在此之前，Franklin先生曾担任Monarch Marking Systems和Hill Refrigeration的首席财务官。Franklin先生还担任Tribune Publishing有限公司（纳斯达克股票代码：TPCO）董事会的非执行主席。Franklin先生拥有达特茅斯学院经济学学士学位和达特茅斯学院阿莫斯·塔克学院工商管理硕士学位。
- Philip G. Franklin has served as a director of Company since November 2010. Mr. Franklin is presently retired. From 1998-2016 Mr. Franklin served in various capacities with Littelfuse, Inc. NASDAQ: LFUS, a designer, manufacturer, and seller of circuit protection devices for use in electronics, automotive and electrical markets, most recently as Executive Vice President and Chief Financial Officer. Prior to joining Littelfuse, Inc., Mr. Franklin was Vice President and Chief Financial Officer for OmniQuip International, a construction equipment manufacturer, which he helped take public. Prior to that, Mr. Franklin served as Chief Financial Officer of Monarch Marking Systems and Hill Refrigeration. Mr. Franklin also serves as non-executive Chairman of the Board of Directors of Tribune Publishing Co. (NASDAQ:TPCO). Mr. Franklin holds a Bachelor's degree in Economics from Dartmouth College and a Master's degree in Business Administration from the Amos Tuck School at Dartmouth College.
高管简历
中英对照 | 中文 | 英文- Theodore J. Brombach
TheodoreJ.Brombach，XAI2016年至今的联合首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。Midwest Investment Banking联席主管、董事总经理、摩根士丹利Financial Sponsors Group创始成员（1990-2006）；Kidder，Peabody&Co.分析师（1985-1988）。Brombach先生自2017年成立以来一直担任该信托的受托人。Brombach先生在金融行业有着30多年的投资经验，包括担任XAI的联席首席执行官、XMS Capital Partners，LLC的创始合伙人以及摩根士丹利中西部投资银行业务的联席主管，他在金融、监管和投资事务方面经验丰富。
Theodore J. Brombach,serves as Chairman of Power & Digital Infrastructure Acquisition Ii Corp. board of directors. Mr. Brombach is a founding partner of XMS Capital Partners, LLC ("XMS Capital") and serves as the firm's Co-Managing Partner and has served in such role since 2006. He is also the Chief Executive Officer of XA Investments LLC, an alternative asset management firm he co-founded in 2016. Mr. Brombach is the President and Chief Executive Officer and a Trustee of XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT), a closed end fund investing in alternative credit investments, and has served in such role since 2017. He has over 30 years of investment banking experience in Chicago, New York and London. Mr. Brombach served as the Chairman of XPDI I from December 2020 until the completion of its merger with Core Scientific in January 2022. Prior to founding XMS Capital, Mr. Brombach was a Managing Director and co-head of Midwest Investment Banking at Morgan Stanley, which he joined in 1990. At XMS Capital, he has led numerous M&A and capital raising transactions across a number of industry sectors. Mr. Brombach is a director of RiverWood Bank. Mr. Brombach earned a Bachelor of Arts from the University of Notre Dame and a Master of Business Administration from the Kellogg Graduate School of Management at Northwestern University.- TheodoreJ.Brombach，XAI2016年至今的联合首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。Midwest Investment Banking联席主管、董事总经理、摩根士丹利Financial Sponsors Group创始成员（1990-2006）；Kidder，Peabody&Co.分析师（1985-1988）。Brombach先生自2017年成立以来一直担任该信托的受托人。Brombach先生在金融行业有着30多年的投资经验，包括担任XAI的联席首席执行官、XMS Capital Partners，LLC的创始合伙人以及摩根士丹利中西部投资银行业务的联席主管，他在金融、监管和投资事务方面经验丰富。
- Theodore J. Brombach,serves as Chairman of Power & Digital Infrastructure Acquisition Ii Corp. board of directors. Mr. Brombach is a founding partner of XMS Capital Partners, LLC ("XMS Capital") and serves as the firm's Co-Managing Partner and has served in such role since 2006. He is also the Chief Executive Officer of XA Investments LLC, an alternative asset management firm he co-founded in 2016. Mr. Brombach is the President and Chief Executive Officer and a Trustee of XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT), a closed end fund investing in alternative credit investments, and has served in such role since 2017. He has over 30 years of investment banking experience in Chicago, New York and London. Mr. Brombach served as the Chairman of XPDI I from December 2020 until the completion of its merger with Core Scientific in January 2022. Prior to founding XMS Capital, Mr. Brombach was a Managing Director and co-head of Midwest Investment Banking at Morgan Stanley, which he joined in 1990. At XMS Capital, he has led numerous M&A and capital raising transactions across a number of industry sectors. Mr. Brombach is a director of RiverWood Bank. Mr. Brombach earned a Bachelor of Arts from the University of Notre Dame and a Master of Business Administration from the Kellogg Graduate School of Management at Northwestern University.
- John Yogi Spence
John Yogi Spence，XAI2016年至今的联席首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。
John Yogi Spence,Co-Chief Executive Officer, XAI 2016-present; Co-Founding Partner, XMS Capital Partners, LLC (2006-present).- John Yogi Spence，XAI2016年至今的联席首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。
- John Yogi Spence,Co-Chief Executive Officer, XAI 2016-present; Co-Founding Partner, XMS Capital Partners, LLC (2006-present).
- Kimberly Ann Flynn
Kimberly Ann Flynn，XAI2016年至今的董事总经理，高级副总裁，Nuveen Investments的产品开发主管（2013-2016年）、Vice President（2009-2013年）、助理Vice President（2007-2009年）和助理（2004-2007年）。
Kimberly Ann Flynn,Managing Director of XAI 2016-present.Senior Vice President, Head of Product Development (2013-2016), Vice President (2009-2013), Assistant Vice President (2007-2009) and Associate (2004-2007), Nuveen Investments.- Kimberly Ann Flynn，XAI2016年至今的董事总经理，高级副总裁，Nuveen Investments的产品开发主管（2013-2016年）、Vice President（2009-2013年）、助理Vice President（2007-2009年）和助理（2004-2007年）。
- Kimberly Ann Flynn,Managing Director of XAI 2016-present.Senior Vice President, Head of Product Development (2013-2016), Vice President (2009-2013), Assistant Vice President (2007-2009) and Associate (2004-2007), Nuveen Investments.
- Theodore J. Uhl
阿尔卑斯基金服务公司Vice President兼副首席合规官TheodoreJ.Uhl，2006年至今；金融投资者信托基金首席合规官（2010年至今）、中心基金首席合规官（2013年至今）、Reality Shares ETF信托基金首席合规官（2014年至今）、Reaves公用事业收入基金首席合规官（2015年至今）、博尔德增长和收入基金首席合规官（2015年至今）、指数基金首席合规官（2016年至今）和Elevation ETF信托基金首席合规官（2016年至今）。Alps Fund Services，Inc.内部审计经理/高级风险经理（2006年至2010年）。Uhl先生根据信托与阿尔卑斯基金服务公司（Alps Fund Services Inc.）之间的首席合规官服务协议担任信托的首席合规官。该信托向Alps Fund Services Inc.支付年费，按月支付，并偿还自付费用。尽管有《首席合规官服务协议》，首席合规官的任命必须获得董事会（包括大多数独立受托人）的批准，并且该首席合规官可以通过以下行动（并且仅在获得批准的情况下）免除其职责:）董事会，包括大多数独立受托人。
Theodore J. Uhl,Vice President and Deputy Chief Compliance Officer, ALPS Fund Services, Inc. 2006-present; Chief Compliance Officer, Financial Investors Trust (2010-present), Centre Funds (2013-present), Reality Shares ETF Trust (2014-present), Reaves Utility Income Fund (2015-present), Boulder Growth & Income Fund, Inc. (2015-present), Index Funds (2016-present), and Elevation ETF Trust (2016-present).Internal Audit Manager/Senior Risk Manager, ALPS Fund Services, Inc. (2006-2010).Mr. Uhl serves as Chief Compliance Officer of the Trust pursuant to a Chief Compliance Officer Services Agreement between the Trust and ALPS Fund Services Inc. The Trust pays ALPS Fund Services Inc. an annual fee, payable monthly, and reimburses of out-of-pocket expenses. Notwithstanding the Chief Compliance Officer Services Agreement, the designation of the Chief Compliance Officer must be approved by the Board, including a majority of the Independent Trustees, and such Chief Compliance Officer may be removed from his responsibilities by action of (and only with the approval of) the Board, including a majority of the Independent Trustees.- 阿尔卑斯基金服务公司Vice President兼副首席合规官TheodoreJ.Uhl，2006年至今；金融投资者信托基金首席合规官（2010年至今）、中心基金首席合规官（2013年至今）、Reality Shares ETF信托基金首席合规官（2014年至今）、Reaves公用事业收入基金首席合规官（2015年至今）、博尔德增长和收入基金首席合规官（2015年至今）、指数基金首席合规官（2016年至今）和Elevation ETF信托基金首席合规官（2016年至今）。Alps Fund Services，Inc.内部审计经理/高级风险经理（2006年至2010年）。Uhl先生根据信托与阿尔卑斯基金服务公司（Alps Fund Services Inc.）之间的首席合规官服务协议担任信托的首席合规官。该信托向Alps Fund Services Inc.支付年费，按月支付，并偿还自付费用。尽管有《首席合规官服务协议》，首席合规官的任命必须获得董事会（包括大多数独立受托人）的批准，并且该首席合规官可以通过以下行动（并且仅在获得批准的情况下）免除其职责:）董事会，包括大多数独立受托人。
- Theodore J. Uhl,Vice President and Deputy Chief Compliance Officer, ALPS Fund Services, Inc. 2006-present; Chief Compliance Officer, Financial Investors Trust (2010-present), Centre Funds (2013-present), Reality Shares ETF Trust (2014-present), Reaves Utility Income Fund (2015-present), Boulder Growth & Income Fund, Inc. (2015-present), Index Funds (2016-present), and Elevation ETF Trust (2016-present).Internal Audit Manager/Senior Risk Manager, ALPS Fund Services, Inc. (2006-2010).Mr. Uhl serves as Chief Compliance Officer of the Trust pursuant to a Chief Compliance Officer Services Agreement between the Trust and ALPS Fund Services Inc. The Trust pays ALPS Fund Services Inc. an annual fee, payable monthly, and reimburses of out-of-pocket expenses. Notwithstanding the Chief Compliance Officer Services Agreement, the designation of the Chief Compliance Officer must be approved by the Board, including a majority of the Independent Trustees, and such Chief Compliance Officer may be removed from his responsibilities by action of (and only with the approval of) the Board, including a majority of the Independent Trustees.
- Benjamin D. McCulloch
Benjamin D.McCulloch，担任XAI2019年至今的总法律顾问兼董事总经理、Drinker Biddle&Reath LLP的律师（2015年至2019年）、First Trust Portfolios LP的律师助理（2012年至2015年）。
Benjamin D. McCulloch,General Counsel & Managing Director, XAI 2019-present.Associate, Drinker Biddle & Reath LLP (2015-2019); Associate Counsel, First Trust Portfolios LP (2012-2015).- Benjamin D.McCulloch，担任XAI2019年至今的总法律顾问兼董事总经理、Drinker Biddle&Reath LLP的律师（2015年至2019年）、First Trust Portfolios LP的律师助理（2012年至2015年）。
- Benjamin D. McCulloch,General Counsel & Managing Director, XAI 2019-present.Associate, Drinker Biddle & Reath LLP (2015-2019); Associate Counsel, First Trust Portfolios LP (2012-2015).
- Derek Mullins
Derek Mullins，Pine Advisor Solutions，LLC2018年至今；Destra Investment Trust（2个投资组合）首席财务官兼财务主管（2018年至今）；Destra International&Event Driven Credit Fund首席财务官兼财务主管（2018年至今）；Destra Multi-Alternative Fund首席财务官兼财务主管（2018年至今）。Arrowmark Partners LLC运营总监（2009-2018年），Meridian Fund，Inc.首席财务官兼财务主管（2013-2018年）。根据该信托与Pine Advisor Solutions，LLC（“Pine”）之间的服务协议，Mullins先生担任该信托的首席财务官和财务主管。该信托向Pine支付年费，每月支付，并偿还自付费用。尽管有服务协议，首席财务官和司库的任命必须得到董事会的批准。
Derek Mullins has served as a member of the Board of Directors of The Marygold Companies, Inc. (the "Company") since 2017. He is currently the Co Founder and Managing Partner of PINE Advisor Solutions. Mr. Mullins previoly served as Director of Operations at ArrowMark Colorado Holdings LLC, Director of Operations at Black Creek Capital and Dividend Capital from 2004 to 2009, and Manager of Fund Administration at ALPS Fund Services from 1996 to 2004.- Derek Mullins，Pine Advisor Solutions，LLC2018年至今；Destra Investment Trust（2个投资组合）首席财务官兼财务主管（2018年至今）；Destra International&Event Driven Credit Fund首席财务官兼财务主管（2018年至今）；Destra Multi-Alternative Fund首席财务官兼财务主管（2018年至今）。Arrowmark Partners LLC运营总监（2009-2018年），Meridian Fund，Inc.首席财务官兼财务主管（2013-2018年）。根据该信托与Pine Advisor Solutions，LLC（“Pine”）之间的服务协议，Mullins先生担任该信托的首席财务官和财务主管。该信托向Pine支付年费，每月支付，并偿还自付费用。尽管有服务协议，首席财务官和司库的任命必须得到董事会的批准。
- Derek Mullins has served as a member of the Board of Directors of The Marygold Companies, Inc. (the "Company") since 2017. He is currently the Co Founder and Managing Partner of PINE Advisor Solutions. Mr. Mullins previoly served as Director of Operations at ArrowMark Colorado Holdings LLC, Director of Operations at Black Creek Capital and Dividend Capital from 2004 to 2009, and Manager of Fund Administration at ALPS Fund Services from 1996 to 2004.