股本结构
单位：万股
| 公告日期 | 2020-05-08 | 2020-05-08 | 2020-02-28 | 2020-02-28 | 2019-11-01 | 2019-11-01 |
|---|---|---|---|---|---|---|
| 证券总股本 | 3642.43 | 3637.49 | 3636.00 | 3634.76 | 3630.37 | 3628.66 |
| 普通股本 | 3642.43 | 3637.49 | 3636.00 | 3634.76 | 3630.37 | 3628.66 |
| 优先股 | 未披露 | 3.11 | 未披露 | 3.11 | 未披露 | 3.11 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2020-05-07 | 2020-03-31 | 2020-02-27 | 2019-12-31 | 2019-11-01 | 2019-09-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2020-05-08 | 3642.43 | 未披露 | 定期报告 | 2020-05-07 |
| 2020-05-08 | 3637.49 | 3.11 |
更多>>
from December 31, 2019 to March 31, 2020
Net issuance of common stock under share-based compensation plans
|
2020-03-31 |
| 2020-02-28 | 3636.00 | 未披露 | 定期报告 | 2020-02-27 |
| 2020-02-28 | 3634.76 | 3.11 |
更多>>
from December 31, 2018 to December 31, 2019
Net issuance of common stock under share-based compensation plans
|
2019-12-31 |
| 2019-11-01 | 3630.37 | 未披露 | 定期报告 | 2019-11-01 |
| 2019-11-01 | 3628.66 | 3.11 |
更多>>
from December 31, 2018 to September 30, 2019
Net issuance of common stock under share-based compensation plans
|
2019-09-30 |
| 2019-08-02 | 3625.14 | 未披露 | 定期报告 | 2019-08-01 |
| 2019-08-02 | 3625.12 | 3.11 |
更多>>
from December 31, 2018 to June 30, 2019
Net issuance of common stock under share-based compensation plans
|
2019-06-30 |
| 2019-05-03 | 3618.42 | 未披露 | 定期报告 | 2019-05-02 |
| 2019-05-03 | 3617.90 | 3.11 |
更多>>
from December 31, 2018 to March 31, 2019
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
|
2019-03-31 |
| 2019-02-28 | 3609.04 | 未披露 | 定期报告 | 2019-02-27 |
| 2019-02-28 | 3606.04 | 3.11 |
更多>>
from January 1, 2018 to December 31, 2018
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
|
2018-12-31 |
| 2018-11-02 | 3605.86 | 3.11 |
更多>>
from January 1, 2018 to September 30, 2018
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
|
2018-09-30 |
| 2018-08-03 | 3604.97 | 3.11 |
更多>>
from January 1, 2018 to June 30, 2018
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
|
2018-06-30 |
| 2018-05-04 | 3600.56 | 未披露 | 定期报告 | 2018-05-03 |
| 2018-05-04 | 3600.16 | 3.11 |
更多>>
from January 1, 2018 to March 31, 2018
Issuance of common stock:
Exercise of stock options
|
2018-03-31 |
| 2018-03-14 | 3600.22 | 未披露 | 定期报告 | 2018-03-09 |
| 2018-04-26 | 3597.56 | 未披露 | 定期报告 | 2018-02-26 |
| 2018-03-14 | 3591.52 | 3.11 |
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from December 31, 2016 to December 31, 2017
Issuance of common stock:
Offering
Exercise of stock options
Vested restricted stock awards
Exchange of common stock to preferred stock
|
2017-12-31 |
| 2017-10-23 | 3602.08 | 2.87 | 定期报告 | 2017-09-30 |
| 2017-07-24 | 3738.14 | 0.06 | 定期报告 | 2017-06-30 |
| 2017-05-05 | 3722.59 | 未披露 | 定期报告 | 2017-05-04 |
| 2017-05-05 | 3721.84 | 0.06 |
更多>>
from December 31, 2016 to March 31, 2017
Issuance of common stock: Offering
Issuance of common stock: Exercise of stock options
Surrender of 40,724 shares of common stock from vested restricted stock awards
|
2017-03-31 |
| 2017-03-30 | 3721.92 | 未披露 | 定期报告 | 2017-03-24 |
| 2017-01-30 | 3427.71 | 0.06 | 定期报告 | 2016-12-31 |
| 2016-11-09 | 3227.80 | 未披露 | 定期报告 | 2016-11-08 |
| 2016-11-09 | 3427.80 | 0.06 |
更多>>
from December 31, 2015 to September 30, 2016
Issuance of common stock：
PENSCO acquisition
Exercise of stock options
Vested restricted stock awards
|
2016-09-30 |
| 2016-08-05 | 3427.59 | 未披露 | 定期报告 | 2016-08-04 |
| 2016-08-05 | 3426.96 | 0.06 |
更多>>
from December 31, 2015 to June 30, 2016
Issuance of common stock:
PENSCO acquisition
Exercise of stock options
Vested restricted stock awards
Surrender of 50,977 shares of common stock from vested restricted stock awards
|
2016-06-30 |
| 2016-05-06 | 3426.35 | 未披露 | 定期报告 | 2016-05-05 |
| 2016-05-06 | 3253.33 | 0.06 |
更多>>
from December 31, 2015 to March 31, 2016
Issuance of common stock: Vested restricted stock awards
Forfeiture of 16,099 shares of unvested restricted stock awards and stock options
|
2016-03-31 |
| 2016-02-26 | 3253.31 | 未披露 | 定期报告 | 2016-02-26 |
| 2016-02-26 | 3250.02 | 0.06 |
更多>>
from December 31, 2014 to December 31, 2015
Issuance of common stock:
Exercise of stock options
CEC and RPM acquisitions
Vested restricted stock awards
Preferred stock converted in secondary offering
Preferred warrants exercised in secondary offering
Surrender of 74,028 shares of common stock from vested restricted stock awards and exercise of stock options.
|
2015-12-31 |
| 2015-11-06 | 2874.77 | 未披露 | 定期报告 | 2015-11-05 |
| 2015-11-06 | 2873.80 | 7.24 |
更多>>
from December 31, 2014 to September 30, 2015
Issuance of common stock: Exercise of stock options
Issuance of common stock: CEC and RPM acquisition
Issuance of common stock: Vested restricted stock awards
Surrender of 64,864 shares of common stock from vested restricted stock awards
|
2015-09-30 |
| 2015-08-07 | 2872.30 | 未披露 | 定期报告 | 2015-08-06 |
| 2015-08-07 | 2872.26 | 7.24 |
更多>>
from December 31, 2014 to June 30, 2015
Issuance of common stock: Exercise of stock options
Issuance of common stock: CEC and RPM acquisition
Issuance of common stock: Vested restricted stock awards
Surrender of 64,644 shares of common stock from vested restricted stock awards
|
2015-06-30 |
| 2015-05-08 | 2870.78 | 未披露 | 定期报告 | 2015-05-07 |
| 2015-05-08 | 2859.93 | 7.24 |
更多>>
from December 31, 2014 to March 31, 2015
Issuance of common stock: CEC and RPM acquisition
Issuance of common stock: Vested restricted stock awards
Surrender of 987 shares of common stock from vested restricted stock awards
|
2015-03-31 |
| 2015-03-06 | 2814.94 | 未披露 | 定期报告 | 2015-03-02 |
| 2015-02-27 | 2814.93 | 未披露 | 定期报告 | 2015-02-26 |
| 2015-02-27 | 2814.85 | 7.24 |
更多>>
from December 31, 2013 to December 31, 2014
Issuance of common stock: Offering
Issuance of common stock: Exercise of stock options
Issuance of common stock: Vested restricted stock awards
Conversion of Series A preferred stock
Surrender of 8,992 shares of common stock from vested restricted stock awards
|
2014-12-31 |
| 2014-11-07 | 2811.31 | 未披露 | 定期报告 | 2014-11-06 |
| 2014-11-07 | 2810.09 | 7.24 |
更多>>
from December 31, 2013 to September 30, 2014
Issuance of common stock: Initial public offering
Issuance of common stock: Exercise of stock options
Issuance of common stock: Vested restricted stock awards
Conversion of Series A preferred stock
Surrender of 2,311 shares of common stock from vested restricted stock awards
|
2014-09-30 |
| 2014-08-08 | 2810.05 | 7.24 |
更多>>
from December 31, 2013 to June 30, 2014
Issuance of common stock: Offering
Issuance of common stock: Exercise of stock options
Issuance of common stock: Vested restricted stock awards
Conversion of Series A preferred stock
Surrender of 2,031 shares of common stock from vested restricted stock awards
|
2014-06-30 |
| 2014-05-09 | 2787.54 | 未披露 | 定期报告 | 2014-05-08 |
| 2014-04-16 | 2787.18 | 未披露 |
更多>>
5,628,600 shares of our common stock issuable upon conversion of 112,572 shares of our Series A preferred stock outstanding as of April 14, 2014
|
2014-04-16 |
| 2014-05-09 | 2324.10 | 11.26 | 定期报告 | 2014-03-31 |
| 2014-04-03 | 2310.28 | 11.26 |
更多>>
from December 31,2012 to December 31,2013
Shares issued for vested restricted stock awards
Stock from vested restricted stock awards
|
2013-12-31 |
from December 31, 2019 to March 31, 2020
Net issuance of common stock under share-based compensation plans
from December 31, 2018 to December 31, 2019
Net issuance of common stock under share-based compensation plans
from December 31, 2018 to September 30, 2019
Net issuance of common stock under share-based compensation plans
from December 31, 2018 to June 30, 2019
Net issuance of common stock under share-based compensation plans
from December 31, 2018 to March 31, 2019
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
from January 1, 2018 to December 31, 2018
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
from January 1, 2018 to September 30, 2018
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
from January 1, 2018 to June 30, 2018
Issuance of common stock:
Exercise of stock options
Vested restricted stock awards
from January 1, 2018 to March 31, 2018
Issuance of common stock:
Exercise of stock options
from December 31, 2016 to December 31, 2017
Issuance of common stock:
Offering
Exercise of stock options
Vested restricted stock awards
Exchange of common stock to preferred stock
from December 31, 2016 to March 31, 2017
Issuance of common stock: Offering
Issuance of common stock: Exercise of stock options
Surrender of 40,724 shares of common stock from vested restricted stock awards
from December 31, 2015 to September 30, 2016
Issuance of common stock：
PENSCO acquisition
Exercise of stock options
Vested restricted stock awards
from December 31, 2015 to June 30, 2016
Issuance of common stock:
PENSCO acquisition
Exercise of stock options
Vested restricted stock awards
Surrender of 50,977 shares of common stock from vested restricted stock awards
from December 31, 2015 to March 31, 2016
Issuance of common stock: Vested restricted stock awards
Forfeiture of 16,099 shares of unvested restricted stock awards and stock options
from December 31, 2014 to December 31, 2015
Issuance of common stock:
Exercise of stock options
CEC and RPM acquisitions
Vested restricted stock awards
Preferred stock converted in secondary offering
Preferred warrants exercised in secondary offering
Surrender of 74,028 shares of common stock from vested restricted stock awards and exercise of stock options.
from December 31, 2014 to September 30, 2015
Issuance of common stock: Exercise of stock options
Issuance of common stock: CEC and RPM acquisition
Issuance of common stock: Vested restricted stock awards
Surrender of 64,864 shares of common stock from vested restricted stock awards
from December 31, 2014 to June 30, 2015
Issuance of common stock: Exercise of stock options
Issuance of common stock: CEC and RPM acquisition
Issuance of common stock: Vested restricted stock awards
Surrender of 64,644 shares of common stock from vested restricted stock awards
from December 31, 2014 to March 31, 2015
Issuance of common stock: CEC and RPM acquisition
Issuance of common stock: Vested restricted stock awards
Surrender of 987 shares of common stock from vested restricted stock awards
from December 31, 2013 to December 31, 2014
Issuance of common stock: Offering
Issuance of common stock: Exercise of stock options
Issuance of common stock: Vested restricted stock awards
Conversion of Series A preferred stock
Surrender of 8,992 shares of common stock from vested restricted stock awards
from December 31, 2013 to September 30, 2014
Issuance of common stock: Initial public offering
Issuance of common stock: Exercise of stock options
Issuance of common stock: Vested restricted stock awards
Conversion of Series A preferred stock
Surrender of 2,311 shares of common stock from vested restricted stock awards
from December 31, 2013 to June 30, 2014
Issuance of common stock: Offering
Issuance of common stock: Exercise of stock options
Issuance of common stock: Vested restricted stock awards
Conversion of Series A preferred stock
Surrender of 2,031 shares of common stock from vested restricted stock awards
5,628,600 shares of our common stock issuable upon conversion of 112,572 shares of our Series A preferred stock outstanding as of April 14, 2014
from December 31,2012 to December 31,2013
Shares issued for vested restricted stock awards
Stock from vested restricted stock awards