主要股东
注:以下部分股东代表特定权益共同体,直接或间接持有上市公司股份
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | 领航集团有限公司 | 是 | 11991.84万 | 6.60% | 不变 | 不变 | -- |
| 2 | Charles R. Schwab | 否 | 10526.22万 | 5.80% |
|
|
5.8000% |
| 3 | 贝莱德集团公司 | 是 | 9669.76万 | 5.30% | 不变 | 不变 | -- |
| 4 | Carrie Schwab Pomerantz | 否 | 210.21万 | 0.12% | 新增 | 新增 | 0.1158% |
| 5 | Walter W. Bettinger II | 否 | 96.94万 | 0.05% | 新增 | 新增 | 0.0534% |
| 6 | Todd M. Ricketts | 否 | 53.34万 | 0.03% | 新增 | 新增 | 0.0294% |
| 7 | Christopher V. Dodds | 否 | 44.73万 | 0.02% | 新增 | 新增 | 0.0246% |
| 8 | Joseph R. Martinetto | 否 | 29.52万 | 0.02% | 新增 | 新增 | 0.0163% |
| 9 | Frank C. Herringer | 否 | 21.51万 | 0.01% | 新增 | 新增 | 0.0118% |
| 10 | Richard A. Wurster | 否 | 17.88万 | 0.0098% | 新增 | 新增 | 0.0098% |
| 11 | Paula A. Sneed | 否 | 11.43万 | 0.0063% | 新增 | 新增 | 0.0063% |
| 12 | Stephen A. Ellis | 否 | 8.92万 | 0.0049% | 新增 | 新增 | 0.0049% |
| 13 | Peter B. Crawford | 否 | 5.76万 | 0.0032% | 新增 | 新增 | 0.0032% |
| 14 | John K. Adams, Jr. | 否 | 4.28万 | 0.0024% | 新增 | 新增 | 0.0024% |
| 15 | Jonathan M. Craig | 否 | 2.33万 | 0.0013% | 新增 | 新增 | 0.0013% |
| 16 | Arun Sarin | 否 | 2.31万 | 0.0013% | 新增 | 新增 | 0.0013% |
| 17 | Charles A. Ruffel | 否 | 2.21万 | 0.0012% | 新增 | 新增 | 0.0012% |
| 18 | Joan T. Dea | 否 | 2.20万 | 0.0012% | 新增 | 新增 | 0.0012% |
| 19 | Gerri K. Martinb Flickinger | 否 | 0.81万 | 0.0004% | 新增 | 新增 | 0.0004% |
| 20 | Marianne C. Brown | 否 | 0.34万 | 0.0002% | 新增 | 新增 | 0.0002% |
内部人交易
| 日期 | 股东名称 | 变动股数(万股) | 交易后持股数量(万股) | 交易价格 | 是否直接持有 | 内部人类型 |
|---|---|---|---|---|---|---|
| 2025-12-16 | Ellis Stephen A |
|
0.67 | 31.98 | 是 | -- |
| 2025-11-19 | Ruffel Charles A. |
|
0.98 | 0.00 | 是 | -- |
| 2025-11-12 | Beatty Jonathan S |
|
4.33 | 46.39 | 是 | MD, Head of Advisor Services |
| 2025-11-12 | Murtagh Nigel J |
|
5.80 | 0.00 | 是 | Chief Risk Officer |
| 2025-11-07 | Craig Jonathan M. |
|
-- | 41.98 | 是 | MD, Head of Investor Services |
| 2025-09-23 | Ellis Stephen A |
|
0.67 | 28.55 | 是 | -- |
| 2025-08-27 | Morgan Peter J. III |
|
0.22 | 46.39 | 是 | General Counsel |
| 2025-08-27 | Morgan Peter J. III |
|
5.00 | 64.10 | 是 | General Counsel |
| 2025-08-27 | Morgan Peter J. III |
|
-- | 97.00 | 是 | General Counsel |
| 2025-08-27 | Beatty Jonathan S |
|
4.33 | 46.39 | 是 | MD, Head of Advisor Services |
| 2025-07-29 | Dea Joan |
|
2.77 | 0.00 | 是 | -- |
| 2025-07-29 | Wurster Richard A |
|
15.72 | 99.16 | 是 | President & CEO |
| 2025-07-01 | Beatty Jonathan S |
|
4.33 | 90.74 | 是 | MD, Head of Advisor Services |
| 2025-06-24 | Ellis Stephen A |
|
0.67 | 33.12 | 是 | -- |
| 2025-06-18 | Woolway Paul V |
|
3.38 | 46.81 | 是 | MD, Chief Banking Officer |
| 2025-06-18 | Murtagh Nigel J |
|
7.99 | 42.99 | 是 | Chief Risk Officer |
| 2025-06-18 | Murtagh Nigel J |
|
5.90 | 90.01 | 是 | Chief Risk Officer |
| 2025-06-03 | Verdeschi Michael D |
|
5.40 | 87.54 | 是 | CFO |
| 2025-05-28 | Murtagh Nigel J |
|
8.40 | 41.98 | 是 | Chief Risk Officer |
| 2025-05-28 | Murtagh Nigel J |
|
5.90 | 88.20 | 是 | Chief Risk Officer |
| 2025-05-27 | ADAMS JOHN K JR |
|
4.87 | 0.00 | 是 | -- |
| 2025-05-27 | Brown Marianne Catherine |
|
1.58 | 0.00 | 是 | -- |
| 2025-05-27 | Dea Joan |
|
2.82 | 0.00 | 是 | -- |
| 2025-05-27 | DODDS CHRISTOPHER V |
|
1.07 | 0.00 | 是 | -- |
| 2025-05-27 | Ellis Stephen A |
|
0.90 | 0.00 | 是 | -- |
| 2025-05-27 | HERRINGER FRANK C |
|
1.07 | 0.00 | 是 | -- |
| 2025-05-27 | Ruffel Charles A. |
|
1.81 | 0.00 | 是 | -- |
| 2025-05-27 | SARIN ARUN |
|
1.07 | 0.00 | 是 | -- |
| 2025-05-27 | Schwab-Pomerantz Carolyn |
|
0.96 | 0.00 | 是 | -- |
| 2025-05-27 | SNEED PAULA A |
|
0.81 | 0.00 | 是 | -- |
| 2025-05-27 | MARTIN-FLICKINGER GERRI |
|
0.58 | 0.00 | 是 | -- |
| 2025-05-27 | Ricketts Todd M |
|
37.98 | 0.00 | 是 | -- |
| 2025-05-22 | Morgan Peter J. III |
|
-- | 87.39 | 是 | General Counsel |
| 2025-05-21 | Ruffel Charles A. |
|
1.66 | 87.65 | 是 | -- |
| 2025-05-21 | Craig Jonathan M. |
|
-- | 41.98 | 是 | MD, Head of Investor Services |
| 2025-05-19 | Bettinger Walter W |
|
76.46 | 89.00 | 是 | Co-Chairman |
| 2025-05-09 | Wurster Richard A |
|
17.77 | 84.08 | 是 | President & CEO |
| 2025-05-08 | Murtagh Nigel J |
|
8.40 | 42.99 | 是 | Chief Risk Officer |
| 2025-05-08 | Murtagh Nigel J |
|
5.90 | 85.00 | 是 | Chief Risk Officer |
| 2025-05-08 | Beatty Jonathan S |
|
4.44 | 44.24 | 是 | MD, Head of Advisor Services |
| 2025-05-08 | Woolway Paul V |
|
3.38 | 41.98 | 是 | MD, Chief Banking Officer |
| 2025-05-06 | Murtagh Nigel J |
|
5.90 | 0.00 | 是 | Chief Risk Officer |
| 2025-05-05 | Wurster Richard A |
|
19.30 | 0.00 | 是 | President & CEO |
| 2025-05-01 | Craig Jonathan M. |
|
-- | 42.99 | 是 | MD, Head of Investor Services |
| 2025-05-01 | Woolway Paul V |
|
3.38 | 41.98 | 是 | MD, Chief Banking Officer |
| 2025-04-22 | Schwab-Pomerantz Carolyn |
|
0.82 | 31.37 | 是 | -- |
| 2025-04-21 | HERRINGER FRANK C |
|
0.92 | 31.21 | 是 | -- |
| 2025-03-31 | Ricketts Todd M |
|
52.58 | 0.00 | 是 | -- |
| 2025-03-14 | Ruffel Charles A. |
|
2.21 | 43.21 | 是 | -- |
| 2025-03-05 | Murtagh Nigel J |
|
5.91 | 75.38 | 是 | Chief Risk Officer |
| 2025-03-01 | Murtagh Nigel J |
|
8.56 | 0.00 | 是 | Chief Risk Officer |
| 2025-03-01 | Murtagh Nigel J |
|
7.43 | 79.05 | 是 | Chief Risk Officer |
| 2025-03-01 | Craig Jonathan M. |
|
4.24 | 0.00 | 是 | MD, Head of Investor Services |
| 2025-03-01 | Craig Jonathan M. |
|
-- | 79.05 | 是 | MD, Head of Investor Services |
| 2025-03-01 | Craig Jonathan M. |
|
-- | 42.99 | 是 | MD, Head of Investor Services |
| 2025-03-01 | Woolway Paul V |
|
3.84 | 0.00 | 是 | MD, Chief Banking Officer |
| 2025-03-01 | Woolway Paul V |
|
3.50 | 79.05 | 是 | MD, Chief Banking Officer |
| 2025-03-01 | Bettinger Walter W |
|
105.27 | 0.00 | 是 | Co-Chairman |
| 2025-03-01 | Bettinger Walter W |
|
95.61 | 79.05 | 是 | Co-Chairman |
| 2025-03-01 | Wurster Richard A |
|
23.05 | 0.00 | 是 | President |
| 2025-03-01 | Wurster Richard A |
|
19.59 | 79.05 | 是 | President |
| 2025-03-01 | Beatty Jonathan S |
|
4.65 | 0.00 | 是 | MD, Head of Advisor Services |
| 2025-03-01 | Beatty Jonathan S |
|
4.44 | 79.05 | 是 | MD, Head of Advisor Services |
| 2025-03-01 | Morgan Peter J. III |
|
1.86 | 0.00 | 是 | General Counsel |
| 2025-03-01 | Morgan Peter J. III |
|
1.02 | 79.05 | 是 | General Counsel |
| 2025-03-01 | Schwab Charles R. |
|
6.63 | 0.00 | 是 | Co-Chairman |
| 2025-03-01 | Schwab Charles R. |
|
-- | 79.05 | 是 | Co-Chairman |
| 2025-02-12 | Bettinger Walter W |
|
129.20 | 26.39 | 是 | Co-Chairman |
| 2025-02-12 | Bettinger Walter W |
|
85.02 | 81.87 | 是 | Co-Chairman |
| 2025-02-12 | Bettinger Walter W |
|
82.74 | 82.66 | 是 | Co-Chairman |
| 2025-02-12 | Schwab Charles R. |
|
-- | 30.17 | 是 | Co-Chairman |
| 2025-01-23 | SARIN ARUN |
|
0.92 | 31.21 | 是 | -- |
| 2025-01-22 | Morgan Peter J. III |
|
1.46 | 41.98 | 是 | General Counsel |
| 2025-01-22 | Morgan Peter J. III |
|
-- | 80.70 | 是 | General Counsel |
| 2024-12-18 | Ellis Stephen A |
|
0.73 | 30.22 | 是 | -- |
| 2024-12-18 | Ellis Stephen A |
|
0.73 | 29.93 | 是 | -- |
| 2024-12-18 | Ellis Stephen A |
|
0.73 | 31.21 | 是 | -- |
| 2024-11-25 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-11-22 | Murtagh Nigel J |
|
5.91 | 81.17 | 是 | Chief Risk Officer |
| 2024-11-18 | DODDS CHRISTOPHER V |
|
0.92 | 33.40 | 是 | -- |
| 2024-11-18 | DODDS CHRISTOPHER V |
|
0.92 | 43.21 | 是 | -- |
| 2024-11-14 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-11-13 | Ruffel Charles A. |
|
1.35 | 78.65 | 是 | -- |
| 2024-11-11 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-10-25 | Wurster Richard A |
|
13.77 | 71.99 | 是 | President |
| 2024-10-16 | Schwab Charles R. |
|
-- | 28.44 | 是 | Co-Chairman |
| 2024-07-31 | Schwab Charles R. |
|
-- | 27.45 | 是 | Co-Chairman |
| 2024-07-17 | Wurster Richard A |
|
14.42 | 62.05 | 是 | President |
| 2024-07-17 | Bettinger Walter W |
|
82.74 | 66.26 | 是 | Co-Chairman and CEO |
| 2024-07-11 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-07-01 | Beatty Jonathan S |
|
3.70 | 0.00 | 是 | MD, Head of Advisor Services |
| 2024-06-12 | Clark Bernard J. |
|
-- | 52.05 | 是 | MD Head of Advisor Services |
| 2024-05-28 | DODDS CHRISTOPHER V |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | Brown Marianne Catherine |
|
1.43 | 0.00 | 是 | -- |
| 2024-05-28 | Ellis Stephen A |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | HERRINGER FRANK C |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | Levitt Brian M |
|
0.73 | 0.00 | 是 | -- |
| 2024-05-28 | Dea Joan |
|
2.67 | 0.00 | 是 | -- |
| 2024-05-28 | Schwab-Pomerantz Carolyn |
|
0.82 | 0.00 | 是 | -- |
| 2024-05-28 | SNEED PAULA A |
|
0.66 | 0.00 | 是 | -- |
| 2024-05-28 | Masrani Bharat |
|
0.73 | 0.00 | 是 | -- |
| 2024-05-28 | Clark Bernard J. |
|
-- | 42.99 | 是 | MD Head of Advisor Services |
| 2024-05-28 | SARIN ARUN |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | MARTIN-FLICKINGER GERRI |
|
0.43 | 0.00 | 是 | -- |
| 2024-05-28 | Ricketts Todd M |
|
23.52 | 0.00 | 是 | -- |
| 2024-05-28 | Ruffel Charles A. |
|
1.65 | 0.00 | 是 | -- |
| 2024-05-28 | ADAMS JOHN K JR |
|
4.69 | 0.00 | 是 | -- |
| 2024-05-22 | Levitt Brian M |
|
0.55 | 78.71 | 是 | -- |
| 2024-05-22 | Masrani Bharat |
|
0.55 | 78.71 | 是 | -- |
| 2024-05-17 | Levitt Brian M |
|
0.58 | 77.92 | 是 | -- |
| 2024-05-17 | Levitt Brian M |
|
0.57 | 78.50 | 是 | -- |
| 2024-05-17 | Masrani Bharat |
|
0.57 | 78.50 | 是 | -- |
| 2024-05-17 | Masrani Bharat |
|
0.58 | 77.92 | 是 | -- |
| 2024-04-24 | Crawford Peter B. |
|
-- | 28.44 | 是 | CFO |
| 2024-04-19 | Ellis Stephen A |
|
0.74 | 25.01 | 是 | -- |
| 2024-04-19 | Ellis Stephen A |
|
0.74 | 27.32 | 是 | -- |
| 2024-04-19 | Ellis Stephen A |
|
0.74 | 28.79 | 是 | -- |
| 2024-04-18 | Schwab-Pomerantz Carolyn |
|
0.64 | 28.44 | 是 | -- |
| 2024-04-16 | Morgan Peter J. III |
|
-- | 72.23 | 是 | General Counsel |
| 2024-04-16 | Crawford Peter B. |
|
-- | 28.44 | 是 | CFO |
| 2024-04-16 | Murtagh Nigel J |
|
7.14 | 72.40 | 是 | Chief Risk Officer |
| 2024-04-16 | Murtagh Nigel J |
|
7.13 | 0.00 | 是 | Chief Risk Officer |
| 2024-04-16 | SARIN ARUN |
|
0.74 | 25.01 | 是 | -- |
| 2024-03-26 | Ellis Stephen A |
|
0.74 | 27.45 | 是 | -- |
| 2024-03-22 | ADAMS JOHN K JR |
|
5.30 | 31.21 | 是 | -- |
| 2024-03-22 | ADAMS JOHN K JR |
|
6.08 | 28.96 | 是 | -- |
| 2024-03-22 | ADAMS JOHN K JR |
|
4.51 | 72.64 | 是 | -- |
| 2024-03-21 | Murtagh Nigel J |
|
9.44 | 26.39 | 是 | Chief Risk Officer |
| 2024-03-21 | Murtagh Nigel J |
|
8.14 | 70.03 | 是 | Chief Risk Officer |
| 2024-03-21 | Craig Jonathan M. |
|
-- | 26.39 | 是 | Managing Director, Head of Investor Services and Marketing |
| 2024-03-06 | Murtagh Nigel J |
|
8.59 | 67.72 | 是 | Chief Risk Officer |
| 2024-03-06 | Murtagh Nigel J |
|
8.14 | 68.24 | 是 | Chief Risk Officer |
| 2024-03-01 | MARTINETTO JOSEPH R |
|
15.53 | 0.00 | 是 | COO |
| 2024-03-01 | MARTINETTO JOSEPH R |
|
8.44 | 66.36 | 是 | COO |
| 2024-03-01 | Morgan Peter J. III |
|
2.45 | 66.36 | 是 | General Counsel |
| 2024-03-01 | Morgan Peter J. III |
|
4.42 | 0.00 | 是 | General Counsel |
| 2024-03-01 | Schwab Charles R. |
|
8.47 | 0.00 | 是 | Co-Chairman |
| 2024-03-01 | Schwab Charles R. |
|
-- | 66.36 | 是 | Co-Chairman |
| 2024-03-01 | Murtagh Nigel J |
|
13.65 | 0.00 | 是 | Chief Risk Officer |
| 2024-03-01 | Murtagh Nigel J |
|
11.14 | 66.36 | 是 | Chief Risk Officer |
| 2024-03-01 | Crawford Peter B. |
|
8.00 | 0.00 | 是 | CFO |
| 2024-03-01 | Crawford Peter B. |
|
-- | 66.36 | 是 | CFO |
| 2024-03-01 | Wurster Richard A |
|
13.42 | 66.36 | 是 | President |
| 2024-03-01 | Wurster Richard A |
|
15.86 | 0.00 | 是 | President |
| 2024-03-01 | Clark Bernard J. |
|
8.00 | 0.00 | 是 | MD Head of Advisor Services |
| 2024-03-01 | Clark Bernard J. |
|
-- | 66.36 | 是 | MD Head of Advisor Services |
| 2024-03-01 | Craig Jonathan M. |
|
9.22 | 0.00 | 是 | Managing Director, Head of Investor Services and Marketing |
| 2024-03-01 | Craig Jonathan M. |
|
-- | 66.36 | 是 | Managing Director, Head of Investor Services and Marketing |
| 2024-03-01 | Bettinger Walter W |
|
90.78 | 0.00 | 是 | Co-Chairman and CEO |
| 2024-03-01 | Bettinger Walter W |
|
80.24 | 66.36 | 是 | Co-Chairman and CEO |
| 2024-02-15 | Schwab Charles R. |
|
-- | 25.86 | 是 | Co-Chairman |
| 2024-02-01 | HERRINGER FRANK C |
|
0.74 | 25.01 | 是 | -- |
| 2024-01-02 | Schwab-Pomerantz Carolyn |
|
0.64 | 69.22 | 是 | -- |