主要股东
注:以下部分股东代表特定权益共同体,直接或间接持有上市公司股份
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | Charles R. Schwab | 否 | 10303.99万 | 5.90% |
|
|
5.9283% |
| 2 | 贝莱德集团公司 | 是 | 9669.76万 | 5.60% | 不变 | 不变 | -- |
| 3 | Walter W. Bettinger II | 否 | 276.79万 | 0.16% |
|
|
0.1592% |
| 4 | Carolyn Schwab Pomerantz | 否 | 170.67万 | 0.10% |
|
|
0.0982% |
| 5 | Richard A. Wurster | 否 | 69.68万 | 0.04% |
|
|
0.0401% |
| 6 | Christopher V. Dodds | 否 | 45.22万 | 0.03% |
|
|
0.0260% |
| 7 | Jonathan M. Craig | 否 | 39.26万 | 0.02% |
|
|
0.0226% |
| 8 | Frank C. Herringer | 否 | 28.52万 | 0.02% |
|
|
0.0164% |
| 9 | Stephen A. Ellis | 否 | 18.93万 | 0.01% |
|
|
0.0109% |
| 10 | Paula A. Sneed | 否 | 12.04万 | 0.0069% |
|
|
0.0069% |
| 11 | John K. Adams, Jr. | 否 | 8.76万 | 0.0050% |
|
|
0.0050% |
| 12 | Charles A. Ruffel | 否 | 8.16万 | 0.0047% |
|
|
0.0047% |
| 13 | Arun Sarin | 否 | 7.53万 | 0.0043% |
|
|
0.0043% |
| 14 | Joan T. Dea | 否 | 5.96万 | 0.0034% |
|
|
0.0034% |
| 15 | Michael D. Verdeschi | 否 | 3.48万 | 0.0020% | 新增 | 新增 | 0.0020% |
| 16 | Marianne C. Brown | 否 | 2.94万 | 0.0017% |
|
|
0.0017% |
| 17 | Gerri K. Martinb Flickinger | 否 | 2.79万 | 0.0016% |
|
|
0.0016% |
内部人交易
| 日期 | 股东名称 | 变动股数(万股) | 交易后持股数量(万股) | 交易价格 | 是否直接持有 | 内部人类型 |
|---|---|---|---|---|---|---|
| 2026-04-14 | Murtagh Nigel J |
|
9.93 | 52.05 | 是 | Chief Risk Officer |
| 2026-04-14 | Murtagh Nigel J |
|
5.80 | 99.00 | 是 | Chief Risk Officer |
| 2026-04-14 | Craig Jonathan M. |
|
-- | 46.81 | 是 | MD, Head of Retail Investing |
| 2026-04-14 | Woolway Paul V |
|
2.52 | 52.05 | 是 | MD, Chief Banking Officer |
| 2026-04-14 | Woolway Paul V |
|
2.52 | 52.05 | 是 | MD, Chief Banking Officer |
| 2026-03-24 | Ellis Stephen A |
|
0.67 | 28.38 | 是 | -- |
| 2026-03-24 | Ellis Stephen A |
|
0.67 | 28.96 | 是 | -- |
| 2026-03-03 | Howard Dennis |
|
1.43 | 94.43 | 是 | MD, Chief Tech, OPS & Data Off |
| 2026-03-03 | Howard Dennis |
|
1.05 | 94.88 | 是 | MD, Chief Tech, OPS & Data Off |
| 2026-03-03 | Murtagh Nigel J |
|
6.07 | 94.43 | 是 | Chief Risk Officer |
| 2026-03-03 | Murtagh Nigel J |
|
5.80 | 94.90 | 是 | Chief Risk Officer |
| 2026-03-01 | Morgan Peter J. III |
|
1.13 | 0.00 | 是 | General Counsel |
| 2026-03-01 | Morgan Peter J. III |
|
0.70 | 95.31 | 是 | General Counsel |
| 2026-03-01 | Howard Dennis |
|
2.68 | 0.00 | 是 | MD, Chief Tech, OPS & Data Off |
| 2026-03-01 | Howard Dennis |
|
2.06 | 95.31 | 是 | MD, Chief Tech, OPS & Data Off |
| 2026-03-01 | Wurster Richard A |
|
21.93 | 0.00 | 是 | President & CEO |
| 2026-03-01 | Wurster Richard A |
|
19.65 | 95.31 | 是 | President & CEO |
| 2026-03-01 | Bettinger Walter W |
|
14.18 | 0.00 | 是 | Co-Chairman |
| 2026-03-01 | Bettinger Walter W |
|
8.10 | 95.31 | 是 | Co-Chairman |
| 2026-03-01 | Schwab Charles R. |
|
3.88 | 0.00 | 是 | Co-Chairman |
| 2026-03-01 | Schwab Charles R. |
|
-- | 95.31 | 是 | Co-Chairman |
| 2026-03-01 | Murtagh Nigel J |
|
7.43 | 0.00 | 是 | Chief Risk Officer |
| 2026-03-01 | Murtagh Nigel J |
|
6.52 | 95.31 | 是 | Chief Risk Officer |
| 2026-03-01 | Craig Jonathan M. |
|
2.56 | 0.00 | 是 | MD, Head of Investor Services |
| 2026-03-01 | Craig Jonathan M. |
|
1.45 | 95.31 | 是 | MD, Head of Investor Services |
| 2026-03-01 | Woolway Paul V |
|
2.52 | 52.05 | 是 | MD, Chief Banking Officer |
| 2026-02-25 | Howard Dennis |
|
3.84 | 64.10 | 是 | MD, Chief Tech, OPS & Data Off |
| 2026-02-25 | Howard Dennis |
|
1.05 | 95.02 | 是 | MD, Chief Tech, OPS & Data Off |
| 2026-02-02 | Morgan Peter J. III |
|
0.76 | 66.47 | 是 | General Counsel |
| 2026-02-02 | Morgan Peter J. III |
|
-- | 104.38 | 是 | General Counsel |
| 2026-01-26 | Schwab Charles R. |
|
-- | 26.39 | 是 | Co-Chairman |
| 2026-01-26 | Schwab Charles R. |
|
-- | 26.39 | 是 | Co-Chairman |
| 2026-01-22 | Beatty Jonathan S |
|
3.35 | 46.39 | 是 | MD, Head of Advisor Services |
| 2025-12-23 | Beatty Jonathan S |
|
4.33 | 46.39 | 是 | MD, Head of Advisor Services |
| 2025-12-16 | Ellis Stephen A |
|
0.67 | 31.98 | 是 | -- |
| 2025-11-19 | Ruffel Charles A. |
|
0.98 | 0.00 | 是 | -- |
| 2025-11-12 | Beatty Jonathan S |
|
4.33 | 46.39 | 是 | MD, Head of Advisor Services |
| 2025-11-12 | Murtagh Nigel J |
|
5.80 | 0.00 | 是 | Chief Risk Officer |
| 2025-11-07 | Craig Jonathan M. |
|
-- | 41.98 | 是 | MD, Head of Investor Services |
| 2025-09-23 | Ellis Stephen A |
|
0.67 | 28.55 | 是 | -- |
| 2025-08-27 | Morgan Peter J. III |
|
0.22 | 46.39 | 是 | General Counsel |
| 2025-08-27 | Morgan Peter J. III |
|
5.00 | 64.10 | 是 | General Counsel |
| 2025-08-27 | Morgan Peter J. III |
|
-- | 97.00 | 是 | General Counsel |
| 2025-08-27 | Beatty Jonathan S |
|
4.33 | 46.39 | 是 | MD, Head of Advisor Services |
| 2025-07-29 | Dea Joan |
|
2.77 | 0.00 | 是 | -- |
| 2025-07-29 | Wurster Richard A |
|
15.72 | 99.16 | 是 | President & CEO |
| 2025-07-01 | Beatty Jonathan S |
|
4.33 | 90.74 | 是 | MD, Head of Advisor Services |
| 2025-06-24 | Ellis Stephen A |
|
0.67 | 33.12 | 是 | -- |
| 2025-06-18 | Woolway Paul V |
|
3.38 | 46.81 | 是 | MD, Chief Banking Officer |
| 2025-06-18 | Murtagh Nigel J |
|
7.99 | 42.99 | 是 | Chief Risk Officer |
| 2025-06-18 | Murtagh Nigel J |
|
5.90 | 90.01 | 是 | Chief Risk Officer |
| 2025-06-03 | Verdeschi Michael D |
|
5.40 | 87.54 | 是 | CFO |
| 2025-05-28 | Murtagh Nigel J |
|
8.40 | 41.98 | 是 | Chief Risk Officer |
| 2025-05-28 | Murtagh Nigel J |
|
5.90 | 88.20 | 是 | Chief Risk Officer |
| 2025-05-27 | ADAMS JOHN K JR |
|
4.87 | 0.00 | 是 | -- |
| 2025-05-27 | Brown Marianne Catherine |
|
1.58 | 0.00 | 是 | -- |
| 2025-05-27 | Dea Joan |
|
2.82 | 0.00 | 是 | -- |
| 2025-05-27 | DODDS CHRISTOPHER V |
|
1.07 | 0.00 | 是 | -- |
| 2025-05-27 | Ellis Stephen A |
|
0.90 | 0.00 | 是 | -- |
| 2025-05-27 | HERRINGER FRANK C |
|
1.07 | 0.00 | 是 | -- |
| 2025-05-27 | Ruffel Charles A. |
|
1.81 | 0.00 | 是 | -- |
| 2025-05-27 | SARIN ARUN |
|
1.07 | 0.00 | 是 | -- |
| 2025-05-27 | Schwab-Pomerantz Carolyn |
|
0.96 | 0.00 | 是 | -- |
| 2025-05-27 | SNEED PAULA A |
|
0.81 | 0.00 | 是 | -- |
| 2025-05-27 | MARTIN-FLICKINGER GERRI |
|
0.58 | 0.00 | 是 | -- |
| 2025-05-27 | Ricketts Todd M |
|
37.98 | 0.00 | 是 | -- |
| 2025-05-22 | Morgan Peter J. III |
|
-- | 87.39 | 是 | General Counsel |
| 2025-05-21 | Ruffel Charles A. |
|
1.66 | 87.65 | 是 | -- |
| 2025-05-21 | Craig Jonathan M. |
|
-- | 41.98 | 是 | MD, Head of Investor Services |
| 2025-05-19 | Bettinger Walter W |
|
76.46 | 89.00 | 是 | Co-Chairman |
| 2025-05-09 | Wurster Richard A |
|
17.77 | 84.08 | 是 | President & CEO |
| 2025-05-08 | Murtagh Nigel J |
|
8.40 | 42.99 | 是 | Chief Risk Officer |
| 2025-05-08 | Murtagh Nigel J |
|
5.90 | 85.00 | 是 | Chief Risk Officer |
| 2025-05-08 | Beatty Jonathan S |
|
4.44 | 44.24 | 是 | MD, Head of Advisor Services |
| 2025-05-08 | Woolway Paul V |
|
3.38 | 41.98 | 是 | MD, Chief Banking Officer |
| 2025-05-06 | Murtagh Nigel J |
|
5.90 | 0.00 | 是 | Chief Risk Officer |
| 2025-05-05 | Wurster Richard A |
|
19.30 | 0.00 | 是 | President & CEO |
| 2025-05-01 | Craig Jonathan M. |
|
-- | 42.99 | 是 | MD, Head of Investor Services |
| 2025-05-01 | Woolway Paul V |
|
3.38 | 41.98 | 是 | MD, Chief Banking Officer |
| 2025-04-22 | Schwab-Pomerantz Carolyn |
|
0.82 | 31.37 | 是 | -- |
| 2025-04-21 | HERRINGER FRANK C |
|
0.92 | 31.21 | 是 | -- |
| 2025-03-31 | Ricketts Todd M |
|
52.58 | 0.00 | 是 | -- |
| 2025-03-14 | Ruffel Charles A. |
|
2.21 | 43.21 | 是 | -- |
| 2025-03-05 | Murtagh Nigel J |
|
5.91 | 75.38 | 是 | Chief Risk Officer |
| 2025-03-01 | Murtagh Nigel J |
|
8.56 | 0.00 | 是 | Chief Risk Officer |
| 2025-03-01 | Murtagh Nigel J |
|
7.43 | 79.05 | 是 | Chief Risk Officer |
| 2025-03-01 | Craig Jonathan M. |
|
4.24 | 0.00 | 是 | MD, Head of Investor Services |
| 2025-03-01 | Craig Jonathan M. |
|
-- | 79.05 | 是 | MD, Head of Investor Services |
| 2025-03-01 | Craig Jonathan M. |
|
-- | 42.99 | 是 | MD, Head of Investor Services |
| 2025-03-01 | Woolway Paul V |
|
3.84 | 0.00 | 是 | MD, Chief Banking Officer |
| 2025-03-01 | Woolway Paul V |
|
3.50 | 79.05 | 是 | MD, Chief Banking Officer |
| 2025-03-01 | Bettinger Walter W |
|
105.27 | 0.00 | 是 | Co-Chairman |
| 2025-03-01 | Bettinger Walter W |
|
95.61 | 79.05 | 是 | Co-Chairman |
| 2025-03-01 | Wurster Richard A |
|
23.05 | 0.00 | 是 | President |
| 2025-03-01 | Wurster Richard A |
|
19.59 | 79.05 | 是 | President |
| 2025-03-01 | Beatty Jonathan S |
|
4.65 | 0.00 | 是 | MD, Head of Advisor Services |
| 2025-03-01 | Beatty Jonathan S |
|
4.44 | 79.05 | 是 | MD, Head of Advisor Services |
| 2025-03-01 | Morgan Peter J. III |
|
1.86 | 0.00 | 是 | General Counsel |
| 2025-03-01 | Morgan Peter J. III |
|
1.02 | 79.05 | 是 | General Counsel |
| 2025-03-01 | Schwab Charles R. |
|
6.63 | 0.00 | 是 | Co-Chairman |
| 2025-03-01 | Schwab Charles R. |
|
-- | 79.05 | 是 | Co-Chairman |
| 2025-02-12 | Bettinger Walter W |
|
129.20 | 26.39 | 是 | Co-Chairman |
| 2025-02-12 | Bettinger Walter W |
|
85.02 | 81.87 | 是 | Co-Chairman |
| 2025-02-12 | Bettinger Walter W |
|
82.74 | 82.66 | 是 | Co-Chairman |
| 2025-02-12 | Schwab Charles R. |
|
-- | 30.17 | 是 | Co-Chairman |
| 2025-01-23 | SARIN ARUN |
|
0.92 | 31.21 | 是 | -- |
| 2025-01-22 | Morgan Peter J. III |
|
1.46 | 41.98 | 是 | General Counsel |
| 2025-01-22 | Morgan Peter J. III |
|
-- | 80.70 | 是 | General Counsel |
| 2024-12-18 | Ellis Stephen A |
|
0.73 | 30.22 | 是 | -- |
| 2024-12-18 | Ellis Stephen A |
|
0.73 | 29.93 | 是 | -- |
| 2024-12-18 | Ellis Stephen A |
|
0.73 | 31.21 | 是 | -- |
| 2024-11-25 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-11-22 | Murtagh Nigel J |
|
5.91 | 81.17 | 是 | Chief Risk Officer |
| 2024-11-18 | DODDS CHRISTOPHER V |
|
0.92 | 33.40 | 是 | -- |
| 2024-11-18 | DODDS CHRISTOPHER V |
|
0.92 | 43.21 | 是 | -- |
| 2024-11-14 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-11-13 | Ruffel Charles A. |
|
1.35 | 78.65 | 是 | -- |
| 2024-11-11 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-10-25 | Wurster Richard A |
|
13.77 | 71.99 | 是 | President |
| 2024-10-16 | Schwab Charles R. |
|
-- | 28.44 | 是 | Co-Chairman |
| 2024-07-31 | Schwab Charles R. |
|
-- | 27.45 | 是 | Co-Chairman |
| 2024-07-17 | Wurster Richard A |
|
14.42 | 62.05 | 是 | President |
| 2024-07-17 | Bettinger Walter W |
|
82.74 | 66.26 | 是 | Co-Chairman and CEO |
| 2024-07-11 | Beatty Jonathan S |
|
3.70 | 44.24 | 是 | MD, Head of Advisor Services |
| 2024-07-01 | Beatty Jonathan S |
|
3.70 | 0.00 | 是 | MD, Head of Advisor Services |
| 2024-06-12 | Clark Bernard J. |
|
-- | 52.05 | 是 | MD Head of Advisor Services |
| 2024-05-28 | DODDS CHRISTOPHER V |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | Brown Marianne Catherine |
|
1.43 | 0.00 | 是 | -- |
| 2024-05-28 | Ellis Stephen A |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | HERRINGER FRANK C |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | Levitt Brian M |
|
0.73 | 0.00 | 是 | -- |
| 2024-05-28 | Dea Joan |
|
2.67 | 0.00 | 是 | -- |
| 2024-05-28 | Schwab-Pomerantz Carolyn |
|
0.82 | 0.00 | 是 | -- |
| 2024-05-28 | SNEED PAULA A |
|
0.66 | 0.00 | 是 | -- |
| 2024-05-28 | Masrani Bharat |
|
0.73 | 0.00 | 是 | -- |
| 2024-05-28 | SARIN ARUN |
|
0.92 | 0.00 | 是 | -- |
| 2024-05-28 | MARTIN-FLICKINGER GERRI |
|
0.43 | 0.00 | 是 | -- |
| 2024-05-28 | Clark Bernard J. |
|
-- | 42.99 | 是 | MD Head of Advisor Services |
| 2024-05-28 | Ricketts Todd M |
|
23.52 | 0.00 | 是 | -- |
| 2024-05-28 | Ruffel Charles A. |
|
1.65 | 0.00 | 是 | -- |
| 2024-05-28 | ADAMS JOHN K JR |
|
4.69 | 0.00 | 是 | -- |
| 2024-05-22 | Levitt Brian M |
|
0.55 | 78.71 | 是 | -- |
| 2024-05-22 | Masrani Bharat |
|
0.55 | 78.71 | 是 | -- |
| 2024-05-17 | Levitt Brian M |
|
0.58 | 77.92 | 是 | -- |
| 2024-05-17 | Levitt Brian M |
|
0.57 | 78.50 | 是 | -- |
| 2024-05-17 | Masrani Bharat |
|
0.57 | 78.50 | 是 | -- |
| 2024-05-17 | Masrani Bharat |
|
0.58 | 77.92 | 是 | -- |